- M&T Bank (Getzville, NY)
- …team, associate will develop implement and execute various operational risk/ compliance -related initiatives at the business line level, to include production of ... provide expertise and support for the business line during such exams. Associate will also analyze various State and Investor regulations/requirements to determine… more
- JPMorgan Chase (New York, NY)
- …Fund Accounting & Administration, Hedge Funds Services, Investment Analytics, Compliance , ETF Services, IMOS, Private Equity Fund Services, Securities Lending, ... implementation reviews to assess client satisfaction and improve practices + Ensure compliance with all controls and procedures + Manage communication with internal… more
- MUFG (New York, NY)
- …**Responsibilities** : + Sell rates products to institutional investor clients + Support senior sales people in a variety of ways (including booking trades) + Manage ... the trade + On-board clients in coordination with the firm's credit, legal, compliance , and operations teams **Requirements** : + 3+ years of experience + Bachelor's… more
- Coinbase (Albany, NY)
- …legal issues that impact fast-growth technology companies. You will collaborate with senior leaders to establish privacy strategy and product standards, identify and ... institutions (eg GLBA) and the global financial regulatory frameworks (eg AML/KYC compliance , PSD2). * CIPP or similar certification(s) * Experience working with new… more
- JPMorgan Chase (New York, NY)
- …across Equities, Fixed Income and Multi-Assets Solutions. It will involve engaging with senior representatives of the companies in which we invest on their business ... data sources and technologies + Support voting related audit program and compliance reporting. Conduct communication with client teams on proxy voting related… more
- Kyndryl (New York, NY)
- …Subject Matter Experts. Whether you want to lead multi-disciplined teams as a Senior Strategy Consultant or delve into transforming Fortune 500 companies as a ... veteran status, or other characteristics. Kyndryl is also committed to compliance with all fair employment practices regarding citizenship and immigration status. more
- SMBC (New York, NY)
- …sound management and maintenance of the program, working under the direction of senior member of the group. Primary role includes funding (issuing CP), managing CP ... + Daily CP issuance and liquidity management + Daily maturity limit and compliance monitoring for ABCP program + Maintain internal databases and ensure accurate… more
- SMBC (New York, NY)
- …issues and reports that clearly articulate results and conclusions for review with senior audit management and auditees. * Challenge the ongoing coverage of IT ... colleagues in other IT application and control functions including legal, compliance , data security and risk management to promote front-to-back collaboration across… more
- SAP (New York, NY)
- …cutting-edge technologies. + Receive on-the-job training under the mentorship of a senior Solution Advisor colleague while working with our customers to gain real ... gender identity or expression, protected veteran status, or disability, in compliance with applicable federal, state, and local legal requirements. **Compensation… more
- JPMorgan Chase (New York, NY)
- …and resources required to successfully service clients. **Job responsibilities:** + Support senior members of the team to build relationships with the client base ... and work with internal stakeholders. + Ensure personal and client compliance with all company Policies and Procedures. **Required qualifications, capabilities, and… more