- Cherry Bekaert (Sacramento, CA)
- …practice, we have an excellent opportunity for a ** Senior Associate ( Regulatory Compliance ... join our team providing internal audit, regulatory compliance and risk management services to banks and financial...the power of the individual, keep reading. **As a Senior Associate , you will:** Work individually or… more
- Oura (San Francisco, CA)
- …Boston and New York) occasionally gather informally at local co-working locations. The AGC, Senior Director of Regulatory Compliance & Privacy will provide ... adhere to legal and ethical standards. Reporting to the VP of IP and Regulatory Compliance , this role will be responsible for advising on regulatory risk,… more
- Gilead Sciences, Inc. (Santa Monica, CA)
- …focused in cell therapy. The Associate Director will report to a Senior Director in Regulatory Affairs, Advertising and Promotion. + Review of promotional, ... we can continue making a positive impact in the cancer field. The Associate Director, Regulatory Affairs, Advertising and Promotion is responsible for providing… more
- US Bank (Los Angeles, CA)
- …Finance group as well as the Bank's business lines. The attorney will provide regulatory legal advice to senior management on new products and services, ... Regulatory Group, the Law Division, Risk Management and Compliance , Audit, Finance, and Government Relations when providing legal...stakeholders + Ability to work across business lines at senior levels to influence and effect change to achieve… more
- Robert Half Legal (San Diego, CA)
- …services organization is seeking a Associate General Counsel - Broker-Dealer Regulatory Compliance to join its growing corporate legal department. This ... Description Financial Services Company Seeks Senior Attorney Focused on Broker-Dealer Compliance ...to the broker-dealer and investment advisory platforms, focusing on regulatory compliance and risk mitigation. + Respond… more
- GRAIL (Menlo Park, CA)
- …to project teams and leadership. They may manage and provide direction to regulatory staff and, when required, participate in senior management meetings as ... products, including labeling, promotional materials, product changes, and documentation required for compliance and regulatory approval. + Monitor and report on… more
- City National Bank (Los Angeles, CA)
- * REGULATORY ASSOCIATE , IN-BUSINESS CLIENT SERVICE & OPERATIONS RISK & CONTROLS* WHAT IS THE OPPORTUNITY? This position will work directly with the City National ... to support and assist in identifying, monitoring and mitigating operational and regulatory risks within Client Service & Operations.The role will support corporate… more
- Grant Thornton (Los Angeles, CA)
- As a Healthcare Process Risk Senior Associate , you will get the opportunity to grow and contribute to our clients' business needs by helping them understand ... healthcare systems. This includes areas such as revenue cycle optimization, billing, and compliance with regulatory standards. From day one, you'll be empowered… more
- SMBC (Sacramento, CA)
- …a richer life. **SUMMARY:** This position sits within SMBC MANUBANK's Financial Crimes Compliance (FCC) team, a key function of the broader Compliance ... and maintaining the Bank's BSA/AML, Sanctions, and Fraud Programs to ensure compliance with all applicable laws and regulations. We are seeking a detail-oriented… more
- Grant Thornton (San Francisco, CA)
- As a Real Estate & Construction Advisory Senior Associate , you will have the opportunity to grow and contribute to our global clients' business needs through all ... preferred + Preferred experience in management consulting, internal audit, regulatory compliance , and/or forensic engagements + Proven capabilities… more