- Raymond James Financial, Inc. (St. Petersburg, FL)
- …analyze investment structures, offering terms, trading and operations, along with legal and compliance programs. The Senior Associate retains latitude for ... **Job Summary:** Under very limited supervision, the Senior Associate of Alternative Investment Operational...control environments. * Analyze asset managers' adherence to internal compliance policies and regulatory requirements. * Create… more
- JPMorgan Chase (Tampa, FL)
- …impact in our firm's robust risk strategy. As a Tech Risk & Controls Senior Associate in Control Testing, you will contribute to the successful management ... the overall success of the Technology Risk & Services team and ensure compliance with regulatory obligations and industry standards. **Job responsibilities** +… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …through developmental programs, mentorships, and continuing education options. Job Summary: A Senior Associate , Supervision would be expected to conduct ongoing ... and databases. * Critical thinking and decision-making, involving the interpretation of regulatory rules and compliance policies. * Detail orientation to ensure… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …developmental programs, mentorships, and continuing education options. **Job Summary:** A Senior Associate , Supervision would be expected to conduct ongoing ... and databases. + Critical thinking and decision-making, involving the interpretation of regulatory rules and compliance policies. + Detail orientation to ensure… more
- Wells Fargo (Palm Beach, FL)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... * Managed Individual Retirement Accounts (IRA). **About this role:** Wells Fargo is seeking a Senior Trust Associate Working at Wells Fargo | Jobs and Careers at… more
- JPMorgan Chase (Tampa, FL)
- …marking a significant step in your career growth and innovation journey. As a Senior Product Delivery Associate in Payments Rails, you are trusted with enabling ... functional partners and monitors adherence to the firm's risk, controls, compliance , and regulatory requirements + Raises blockers and other impediments to the… more
- NASCO (Tallahassee, FL)
- **Overview** The Senior Corporate Counsel, Compliance & Commercial operates under general direction and is responsible for providing legal and regulatory ... + Interacts with vendors and customers on legal and regulatory issues + Serves as our Compliance .... This benefit offers significant, personalized outcomes for each associate including work/life balance, savings on commuting, work clothing,… more
- Marriott (Kissimmee, FL)
- …for Case Management **Workplace Health and Safety Issues** * Contributes to regulatory compliance regarding worksite health and safety including maintenance of ... Management (Occupational)** * Conducts a thorough and objective assessment of the associate 's current status and case management needs * Implements case management… more
- JPMorgan Chase (Tampa, FL)
- …management, or compliance . + Strong business acumen with knowledge of regulatory and controls environments. + Proficient in Microsoft Office Suite, Alteryx, and ... As a Global Corporate Banking (GCB) Control Officer - Associate within the Business Operations team, you will play...+ Ability to understand a complex global business and regulatory requirements. + Work autonomously to affect change in… more
- JPMorgan Chase (Palm Beach Gardens, FL)
- …us to customize solutions tailored to clients' specific needs. As a Client Associate in JP Morgan Advisors, you will provide dedicated business support to Financial ... and financials, and provide investment quotes to clients while complying with regulatory and firm policies and procedures + Interface directly with clients and… more
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