- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and databases. + Critical thinking and decision-making, involving the interpretation of regulatory rules and compliance policies. + Detail orientation to ensure ... professional manner whether that be written or orally. + Interfaces with senior advisors and management to mitigate supervisory concerns regarding branch office… more
- JPMorgan Chase (Tampa, FL)
- …management, or compliance . + Strong business acumen with knowledge of regulatory and controls environments. + Proficient in Microsoft Office Suite, Alteryx, and ... As a Global Corporate Banking (GCB) Control Officer - Associate within the Business Operations team, you will play...+ Ability to understand a complex global business and regulatory requirements. + Work autonomously to affect change in… more
- MUFG (Tampa, FL)
- …and recovery procedures. + Detailed knowledge and experience in security and regulatory frameworks (ISO 27001, NIST 800 series, FFIEC, SOC2, FedRAMP, STAR, etc.) ... + Support inquiries from compliance teams such as IT risk management and internal...with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA).… more
- Cognizant (Tallahassee, FL)
- …of SAP Security protocols and GRC Access Control to ensure data integrity and regulatory compliance . + Partner with Health & Safety and Production Planning teams ... enterprise systems by implementing robust SAP Security protocols and driving compliance across Health & Safety and Production Planning & Control functions.… more
- JPMorgan Chase (Tampa, FL)
- …bringing solutions on a timely manner + Adheres to and ensures client's compliance with risk policies/practices and educates clients on new legal / regulatory ... /cyber changes + Works with the client product utilization as a solution to meet business objectives + Applies sound judgment during the decision making process; evaluates risk factors **Required qualifications, capabilities, and skills:** + Fluent in Spanish,… more
- M&T Bank (Naples, FL)
- …to the satisfaction of the client. + Review daily department reports to ensure compliance with operation, security, and audit procedures as well as a positive client ... and sales initiatives. + Understand and adhere to the Company's risk and regulatory standards, policies, and controls in accordance with the Company's Risk Appetite.… more
- Synchrony (Altamonte Springs, FL)
- …in response to regulatory feedback from exams/reviews or change requests to regulatory reports. To ensure compliance to regulatory requirements, this ... Job Description: **Role Summary/Purpose:** The VP, Credit Regulatory Response & Reporting is a newly created...and financial metrics while able to articulate findings to senior leaders in clear succinct message either through presentation,… more
- Zurich NA (Tallahassee, FL)
- E&S Primary Casualty Underwriter (Mid- Senior or Senior ) 123231 Zurich is currently looking to hire an experienced E&S Primary Casualty Underwriter (Mid- Senior ... satisfaction! This role will be filled at either a Mid- Senior or Senior Underwriter level. The hiring...Support areaOR + Zurich Certified Insurance Apprentice including an Associate Degree and 1 or more years of experience… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …regulations and limit firm liability. Conduct internal reviews to ensure compliance with regulatory requirements and internal policies including potential ... Duties and Responsibilities:** + Reviews requests for Outside Brokerage Accounts to ensure compliance with firm policy and regulatory rules (eg, FINRA 3210). +… more
- Walmart (Brooksville, FL)
- …on policies and procedures in the areas of corporate maintenance management and regulatory compliance guiding the development of procedures guidelines and tools ... corporate policies in the area of distribution center DC maintenance management and compliance with regulatory policies and procedures for example OSHA EPA FSA… more