- TD Bank (New York, NY)
- …are kept current + Assist in responding to internal and external audit requests + Prepare summaries, presentations, briefing notes, and other required documentation ... report on the status of Compliance policy and procedure initiatives to senior management, relevant boards and external stakeholders + Participate in special projects… more
- Bank of America (New York, NY)
- …Regulatory requirements. Employees at this level are often required to interact with senior management within Operations and across the firm as part of the annual ... * Participate and represent the reporting function to control partners (eg, Audit and Compliance) * Identify, track, and remediate errors/breaches, data issues and… more
- M&T Bank (Camillus, NY)
- …classroom training, departmental overview presentations and observations, interactions with Senior Leadership across the Retail Bank, and special projects that ... which will vary by market and are assigned by the mentoring manager . **Primary Responsibilities:** + **Community Branch Management Program** **Core Training** -… more
- TD Bank (New York, NY)
- …Business is adhering to internal (risk management, oversight function and audit ) and regulatory requirements, requests, and expectations. **JOB DESCRIPTION** The ... will work with you to meet your needs. The Manager II, Governance & Control leads and manages a...achieve business results + Presents and makes recommendations to senior management and executives + Ensures an integrated approach… more
- TD Bank (New York, NY)
- …responses + Prepare reporting and metrics on remediation efforts to be delivered to senior management committees and the Board of Directors of impacted TD entities + ... has enterprise wide impact or accountability. + Position deals with senior /executive management. + Key contact for business management, regulators and… more
- TD Bank (New York, NY)
- …operating within risk appetite. As part of the key accountabilities of the role, the Senior Manager will: + Design the operating framework governing the use of ... across functions + Knowledge of TDS businesses preferred + Ability to influence at senior executive levels and motivate others, including those who do not have a… more
- JPMorgan Chase (New York, NY)
- …**Preferred Qualifications, Capabilities, and Skills** + Excel and PowerPoint skills. + Manager level audit experience. + Experience with public or private ... ensuring complete and timely reporting on program status to senior management stakeholders. + Ensure quality standards are achieved...years and today we are a leader in investment banking , consumer and small business banking , commercial… more
- NBT Bank (Penfield, NY)
- …School Diploma or Equivalent + Minimum one year experience in related banking positions preferred + Previous customer service, sales and consumer lending experience ... reports, daily vault balancing and completion of the branch audit . Will adhere to security measures and controls to...required at the discretion of the Branch and Market Manager . + 45% Provides a consultative customer service approach… more
- TD Bank (New York, NY)
- …systems. . Manage operational risk, cybersecurity, data quality, and audit requirements in technology solutions. **Qualifications:** **Education & Experience:** . ... experience in financial services technology, with at least 5 years in a senior leadership role. . Proven experience managing technology for Product Control, Finance,… more
- TD Bank (New York, NY)
- …issues, implement controls to prevent recurrence, and enhance reporting mechanisms for senior management. + Stakeholder Engagement: Serve as primary contact to Trade ... Office Technology on surveillance data quality issues. Engage with regulators and Internal Audit as needed to address any question s or inquiries related to TDS's… more