- TD Bank (New York, NY)
- …on the status of Compliance policy, procedure and training initiatives to senior management, relevant boards and external stakeholders + Participate in special ... for detecting market abuse and manipulation. + Advanced understanding of testing or audit concepts and principles as well as control analysis and evaluation. +… more
- TD Bank (New York, NY)
- …for detecting market abuse and manipulation. + Advanced understanding of testing or audit concepts and principles as well as control analysis and evaluation. + ... service skills - experience demonstrating sound judgment and close partnership with senior managers and other stakeholders globally, as well as relationship and… more
- TD Bank (New York, NY)
- …+ Liaison with other Divisions, such as Compliance, Legal, Risk and Internal Audit as well as support regulatory interactions + Contributing metrics to Conduct Risk ... technical issues, can distill and summarize the problems, and recommend solutions to senior management + A self-starter who can think critically and make decisions… more
- Citigroup (New York, NY)
- …large complex relationships in North America. Facilitate relationships with clients in Banking and Risk, and with regulators, Internal Audit , Fundamental Credit ... from early origination discussions to development of credit approval memos and senior approval forums. Ensure Credit Approval Memo packages are complete and… more
- American Express (New York, NY)
- …we deliver to global key stakeholders, including but not limited to: Compliance, Audit , Risk, and external bank regulators, such as the Office of Comptroller (OCC) ... audits and regulatory reviews, and prepare clear, impactful presentations for senior stakeholders. The candidate must be a self-starter, excel both independently… more
- Citigroup (New York, NY)
- …Deliver on all targeted improvement programs. + **Role** This role serves as the senior Services Operations manager directly managing a team of ~300+ (for ... processes for countries that are centralized in processing hubs globally. The Manager will be responsible to provide best-in-class service to clients while… more
- Neuberger Berman (New York, NY)
- …in financial services, with significant experience in business controls, risk management, audit , or compliance within Wealth Management, Private Banking , or a ... control enhancements + Prepare and deliver reports and presentations to senior management, regulators, and relevant committees on control effectiveness, open issues,… more
- M&T Bank (Buffalo, NY)
- …analysis across IR, FX and non-derivative transactions + Provide CCR slides for senior management discussion and risk governance committees + Perform wrong way risk ... at a high level + Exercise usual authority of a manager concerning staffing, performance appraisals, promotions, salary recommendations, performance management and… more
- Citigroup (New York, NY)
- The Solution Sales Group Manager manages multiple accounts. A good understanding of the industry, direct competitors' products and services, is necessary in order to ... skills required in order to negotiate internally, often at a senior level. External communication/negotiation are also necessary. Accountable for end results,… more
- Bank of America (New York, NY)
- …+ Review and challenge key capital management activities, including banking book risk-weighted assets (RWA) calculations and implementations + Review ... and risk points of view, including appropriate escalation and communication to senior management **Critical success measures:** + Deliver against the book of work… more
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