- Capital One (New York, NY)
- …(Experienced Senior Auditor), Global Payment Network (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on delivering ... top-quality assurance services to the organization's Audit Committee. Audit professionals are experienced, well-trained and credentialed, and operate within a… more
- Capital One (New York, NY)
- …Auditor (Experienced Senior Auditor), Financial Crimes Compliance Capital One's Audit function is a dedicated group of professionals focused on delivering ... top-quality assurance services to the organization's Audit Committee. Audit professionals are experienced, well-trained and credentialed, and operate within a… more
- Capital One (New York, NY)
- …(Experienced Senior Auditor) Corporate Compliance Audits (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on delivering ... top-quality assurance services to the organization's Audit Committee. Audit professionals are experienced, well-trained...role of auditor-in-charge. + 4+ years of experience in banking , in the financial services industry, in a professional… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Line of Business:** Audit **Job Description:** **Depth & Scope** + Performs assigned test steps for audits, ... projects; form conclusions and document work in database. + Communicates and discusses audit report with business line. + Participates in planning of audits. +… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Job Description:** Position Title: Senior Finance Analyst Business Unit: TD Securities Division/Region: TD Securities USA ... group and serves as one of three regional finance teams supporting the Wholesale Banking segment of TD Bank Group. The group plays a critical role in financial,… more
- TD Bank (New York, NY)
- …complying with established policies, standards and procedures. The Compliance Quality Assurance Senior Analyst will execute these reviews. This role will play a key ... as you consider this opportunity.** **Job Description Summary** The Senior Compliance Testing Analyst executes independent testing of Compliance controls/systems… more
- KeyBank (Amherst, NY)
- …with other members of REA team on projects and testing. The Senior Manager must have a strong understanding of audit and/or testing concepts and apply ... those to testing, monitoring, issues management, and verification activities. The Senior Manager must exhibit strong leadership, initiative, and agility as well… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Job Description:** **Position:** Senior FCRM Compliance Officer-CIB **Reports to:** Director, Financial Crime Risk ... financial crime risks of new products and mandates. The Senior FCRM Compliance Officer is responsible for supporting the...global policies and governance. + Assist with regulatory and audit requests. + Provide backup to general AML compliance… more
- TD Bank (New York, NY)
- …management behaviors that align with TD's policies and practices. The Risk Manager I will lead or participate in the identification, development, and implementation ... leading special project teams or cross-functional workgroups. Additionally, the Risk Manager I will assist in enhancing credit risk assessment capabilities to… more
- TD Bank (New York, NY)
- …for this role. **Job Description:** This position is in the Corporate and Investment Banking (CIB) Credit group. The Senior Analyst is responsible for managing ... for negational/non-negotiable reporting + Act as primary coordinator for internal audit and external exams in providing requested evidence + Maintains credit… more