- American Express (NY)
- …for scalability, and maintain trust and security. **Role Description:** The Sr. Manager -Privacy Operations & Integration will sit within the newly formed Global ... and third lines of defense to align controls and audit readiness + Serve as a trusted advisor to...and Privacy adjacent regulations + Prior Financial Services or Banking Industry experience + Prior experience with privacy-related processes… more
- TD Bank (New York, NY)
- …testing, monitoring, risk assessment, reporting and other activities** + **Internal Audit , regulatory exam, and ongoing supervision management, finding tracking, and ... Institutional and Mass Affluent clients of TD Bank, NA encompassing banking , custom credit, asset management, securities, investment advisory and insurance) through… more
- American Express (New York, NY)
- …tooling, and procedures. It manages risk committees, regulatory interactions and audit while providing visibility into ETS risk posture. The ETS Governance ... and Data Office is looking for a Program Manager focused on ensuring operational and control management is...Hiring Ordinance. For positions covered by federal and/or state banking regulations, American Express will comply with such regulations… more
- American Express (New York, NY)
- …Enterprise Technology Services (ETS) Data Office. As a Data Governance & Management Manager , you are part of a team responsible for supporting activities for the ... incidents, performing root-cause-analysis of data incidents and driving remediation of audit and regulatory feedback. * Develop advanced knowledge on the Enterprise… more
- Citigroup (New York, NY)
- …Risk Senior Officer** **Description:** Public Sector Risk, within Citi's Banking and International Risk division, manages a global portfolio covering wholesale ... senior management + Interact directly with Credit Review Function (BICR), Internal Audit and banking regulators during periodic and ad-hoc reviews + Model… more
- Capital One (New York, NY)
- …(Experienced Senior Auditor) Corporate Compliance Audits (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on delivering ... top-quality assurance services to the organization's Audit Committee. Audit professionals are experienced, well-trained...role of auditor-in-charge. + 4+ years of experience in banking , in the financial services industry, in a professional… more
- American Express (New York, NY)
- …readiness + Establish and enforce governance frameworks, change controls, and audit -compliant documentation. + Own end-to-end execution-from epic and PI planning to ... Initiative for Hiring Ordinance. For positions covered by federal and/or state banking regulations, American Express will comply with such regulations as it relates… more
- TD Bank (New York, NY)
- …and appropriateness.** **Summary about role:** **In this position, the Senior Compliance Business Oversight Analyst** **will own assigned complaints and ... concerns, escalate as necessary and recommend a resolution. The Senior Compliance Business Oversight Analyst** **will review marketing communication, provide… more
- KeyBank (Amherst, NY)
- …with other members of REA team on projects and testing. The Senior Manager must have a strong understanding of audit and/or testing concepts and apply ... those to testing, monitoring, issues management, and verification activities. The Senior Manager must exhibit strong leadership, initiative, and agility as well… more
- TD Bank (New York, NY)
- …details for this role. **Job Description:** **Preferred Qualifications:** ** Senior Financial Analyst** **Technical Competencies:** + **Financial & Management ... areas + Researches and investigates a range of financial accounting / audit operational and/or reporting issues + Requires specialized and/or advanced technical /… more