- Capital One (Charlotte, NC)
- …Auditor (Experienced Senior Auditor), Financial Crimes Compliance Capital One's Audit function is a dedicated group of professionals focused on delivering ... top-quality assurance services to the organization's Audit Committee. Audit professionals are experienced, well-trained and credentialed, and operate within a… more
- TD Bank (Charlotte, NC)
- …a culture of compliance that will cascade throughout the organization. The Senior Compliance Business Oversight Analyst will play a critical role in supporting ... the Fair Banking Compliance department by managing multiple ongoing projects, driving...+ Communicate project updates and reporting results effectively to senior management. **The above details are specific to the… more
- TD Bank (Charlotte, NC)
- …a Manager to coordinate across Compliance Programs to proactively prepare for audit exams. The manager is responsible for developing an annual plan to ... attention to detail, and strong executive communication skills to interact with senior compliance stakeholders and audit partners. **Job Summary:** The… more
- First Horizon Bank (Asheboro, NC)
- …in conducting meetings to promote sales, product knowledge and customer service. Assist Banking Center Manager with training personnel. * Assist banking ... through excellent service, personalized advice, and proactive sales while supporting the banking center's overall sales goals. This role performs the most complex… more
- TD Bank (Charlotte, NC)
- …approval of all analytical models used for TD. The position reports to Senior Manager , Trading Surveillance and Insider Risk Models Validation. Detailed ... Policy, adhere with industry best practices, and meet regulatory requirements. + Supports Senior Manager to develop and coach Junior validators + Responds to… more
- City National Bank (Charlotte, NC)
- *FINANCIAL CRIMES ANALYST SENIOR I* WHAT IS THE OPPORTUNITY? Under the direction of the Screening Systems Manager , this colleague is responsible for performing ... Bachelor's Degree or equivalent * Minimum 5 years of Banking industry experience * Minimum 4 years of experience...personnel and outside contacts. * Experience with quality control, audit or compliance testing is preferred. * Support Financial… more
- City National Bank (Charlotte, NC)
- * MANAGER IT RISK STRATEGY* WHAT IS THE OPPORTUNITY? The Risk Strategy Manager will serve as trusted advisor, confidential thought partner, and act as sounding ... board to the Executive, Head of Technology Risk Manager (HTRM). The function will be integral in developing...routines to ensure appropriate oversight, monitoring and escalation to senior leadership / CIO as needed for efficient risk… more
- TD Bank (Charlotte, NC)
- …details for this role. **Line of Business:** Finance **Job Description:** The Finance Manager provides a range of strategic Finance advice, analysis and support for ... key business areas/portfolios as assigned. Proactively manages senior relationships in order to provide seasoned and deep...Familiarity with regulatory expectations and evolving risk themes in banking sector + Ability to partner with business and… more
- CIBC (North, NC)
- …with related policies and processes. **What You'll Be Doing** As the Manager , Cybersecurity & Technology Control Assessment you will independently conduct control ... people, technology, processes or external events that arise from audit and control testing. Independently understand and follow the...minute for every task or adding burden to direct manager or the rest of the organization. + **Internal… more
- TD Bank (Charlotte, NC)
- …more specific details for this role. **Line of Business:** Personal & Commercial Banking **Job Description:** The TDCDC Relationship Manager is an external sales ... TDCDC's mission as a Community Development Entity (CDE). The TDCDC Relationship Manager builds new relationships by originating innovative debt, equity, and tax… more