- TD Bank (Charlotte, NC)
- …testing, monitoring, risk assessment, reporting and other activities** + **Internal Audit , regulatory exam, and ongoing supervision management, finding tracking, and ... guidance and independent challenge.** **In this position, the Compliance Manager will manage the regulatory change management process, regulatory compliance… more
- US Bank (Charlotte, NC)
- …for quality control and performance monitoring, and represent the FIU with senior leadership, Corporate Audit Services, Model Risk Management, technology ... you excel at-all from Day One. **Job Description** This senior position will lead a team that owns both...Financial Crimes Compliance (EFCC) Financial Intelligence Unit (FIU). The manager will serve as a subject-matter expert on sanctions… more
- Eliassen Group (Raleigh, NC)
- **Project Manager - Observability and Monitoring** **Anywhere** **Type:** Consulting **Category:** Delivery Leader **Industry:** Financial Services **Workplace ... client in the Financial Services Industry is seeking an experienced Project Manager to lead a critical enterprise-wide observability and monitoring initiative. This… more
- Truist (Charlotte, NC)
- …equivalent education, training and work-related experience 2. Nine years of managerial banking or financial industry experience; preferably in a branch, audit , ... verbal and written communication skills; ability to communicate effectively with senior leadership, LOB managers and external entities (eg federal examiners) 6.… more
- PNC (Raleigh, NC)
- …to contribute to the company's success. As a Digital Asset/Crypto Product Group Manager within PNC's Asset Management Group (AMG) organization, you will be based in ... field on a regular basis. Some responsibilities may be performed remotely, at the manager 's discretion. As a crypto product expert you will bring domain knowledge to… more
- Truist (Charlotte, NC)
- …Truist Senior Internal Auditor will interpret the results of audit work performed, determine internal control weaknesses, and make value-added recommendations. ... enhance achievement of goals and objectives 6. Present and effectively communicate identified audit issues to Management and the Engagement Manager . 7. Develop… more
- US Bank (Charlotte, NC)
- …Policies, Standards and Guidelines. + Drafting issues under the supervision of the Senior Auditor, Audit Project Manager . Includes identifying root causes ... investment services and trust products operations. **Primary Responsibilities:** + Assisting the Audit Project Manager in planning audit engagements.… more
- Truist (Greensboro, NC)
- …a banking operations environment with specific experience in operational banking processing, control, audit , regulation and compliance. 3. Strong analytical ... legal documentation, and risk controls within a large, complex banking organization. Must be able to partner with strategic...from time to time. 1. Serve as a risk manager for wholesale lending and specialty lines, promoting consistency… more
- TD Bank (Charlotte, NC)
- …and individual circumstances.** **Job Summary:** The Compliance Governance & Operations Manager leads the development and implementation (or lead support) of ... compelling business context and advice; influences and gains alignment across increasingly senior stakeholders + Works autonomously as the lead and guides others… more
- City National Bank (Charlotte, NC)
- …business to remediation plans. * Works with Senior Compliance Officer, Compliance Manager to maintain audit tracking logs and other tracking reports as ... and training for new or revised laws and regulations. * Assist the Compliance Manager , Senior Compliance Officer, and Risk Assessment team with the evaluation of… more