- TD Bank (New York, NY)
- …through expert objective guidance and independent challenge.** **In this position, the Compliance Manager will manage the regulatory change management process, ... regulatory compliance risk and conduct risk.** **Job Summary:** The Compliance Business Oversight Manager provides advice, support and objective guidance… more
- Cytel (Albany, NY)
- …submission readiness and may represent function in a formal inspection or audit . Participates and represents function in formal inspections and audits as requested. ... are in alignment with company, departmental or functional requirements. Ensure compliance with own Learning Curricula, corporate and/or GXP requirements. Works… more
- American Express (New York, NY)
- …Enterprise Technology Services (ETS) Data Office. As a Data Governance & Management Manager , you are part of a team responsible for supporting activities for the ... day-to-day compliance with the Enterprise Data Management Operating Policy within...performing root-cause-analysis of data incidents and driving remediation of audit and regulatory feedback. * Develop advanced knowledge on… more
- Robert Half (New York, NY)
- …global consulting firm. Where We Need You Protiviti is looking for a Risk and Compliance Manager to join our growing Financial Crime Compliance team. ... - Risk & Compliance - Financial Crimes Compliance - Manager LOCATION NEW YORK CITY...+ 5 + years working in financial crime risk, compliance , or audit either in professional services… more
- TD Bank (New York, NY)
- …to promptly escalate instances of non- compliance . + Works independently as the senior manager /subject matter expert and may coach and educate others. as well ... the role which is outlined in the general description below. **Job Summary** The Senior Manager , Compliance Governance & Operations leads, develops and… more
- Coinbase (Albany, NY)
- …crypto, while also driving operational excellence across ESTO. You'll work closely with the Senior Manager , Strategy and Planning and senior leaders across ... expected and fully supported. We're looking for a program manager to join our Strategy and Planning team. This...Develop and implement governance mechanisms, risk tracking tools, and compliance reporting processes. * Support audit readiness… more
- TD Bank (New York, NY)
- …and/or recommendations for enhancements, to the Global Head of Surveillance and Compliance senior management. + Surveillance Portfolio Management: Work with the ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is...on the state of Surveillance program to the Board, senior management, and regulators, as needed, and effective check… more
- TD Bank (New York, NY)
- …and challenge related to their Compliance Management System programs. The Compliance Manager will lead important projects and functions that assist the ... COC oversees a corporate oversight compliance risk management program. The Compliance Manager will have experience in implementing and overseeing a variety… more
- DoorDash (New York, NY)
- …has been reviewed by an independent auditor. Results of the audit may be viewed here: Covey (https://getcovey.com/nyc-local-law-144) Compensation The successful ... benefits, commuter benefits match, paid time off and paid sick leave in compliance with applicable laws (eg Colorado Healthy Families and Workplaces Act). DoorDash… more
- WMCHealth (Poughkeepsie, NY)
- Regional Manager , Compliance - ONSITE Company: NorthEast Provider Solutions Inc. City/State: Poughkeepsie, NY Category: Executive/Management Department: ... Internal Applicant link Job Details: Job Summary: The Regional Manager , Compliance reports to the VP, ... compliance issues and collaborates with the VP, Compliance and senior management as appropriate for… more