- M&T Bank (Lafayette, NY)
- …and overseeing the implementation of procedures or controls related to compliance requirements within the overall business processes. + Define and participate ... + Take a lead role in supporting departmental audits including user recerts, compliance testing. + Manage and facilitate the planning, testing, and implementation of… more
- TD Bank (New York, NY)
- …specialized/ad hoc training and reporting, as required.** ** Compliance Business Oversight Manager ** **Reporting to the Senior Manager , the Compliance ... Business Oversight Manager will support the Enterprise Compliance Regulatory Change Program, including governance, oversight, technology, and processes. The… more
- Tompkins Community Bank (Ithaca, NY)
- … Internal Auditor is responsible for leading audits as assigned by the Internal Audit Manager and/or Director of Internal Audit Services; possess the ... work from a plan prepared by the Internal Audit Manager and/or Director of Internal ...+ Evaluate the adequacy and effectiveness of internal controls, compliance with policies, procedures, applicable laws and regulations. +… more
- American Express (New York, NY)
- …guidance for topical Operational Risk intelligence. GCS is looking for a Sr. Manager of Business Conduct to lead a diverse team of high-performing professionals ... numerous business units, functional areas, and geographies. The Sr. Manager , GCS Business Conduct Control Management will: + Own...Right Way + Work closely with Line of Business Compliance (LOBCO), GCO and other team members within the… more
- TD Bank (New York, NY)
- …and management-level governance processes.** + **Act as a thought partner to the Senior Manager , contributing to the team's roadmap, quality assurance efforts, ... appropriate. **Overview:** We are seeking a strategic and analytical Manager to join our Enterprise Regulatory Compliance ...and training exemption governance and reporting processes to the Compliance Senior Executive Team (and related … more
- Highmark Health (Buffalo, NY)
- …+ Negotiates on behalf of the organization in third-party, regulatory and/or compliance engagements to ensure appropriate security, audit , regulatory and ... 3 years in a leadership role, preferably in an Audit or Compliance discipline in a Healthcare...Strong written and verbal communication skills for diverse audiences ( senior management, board, peer, and team). + Strong relationship… more
- Walmart (Marcy, NY)
- …training and providing direction to others in their use and application ensuring compliance with them and utilizing and supporting the Open Door Policy Ensures ... and adapting content and digital communication methods to resolve audit concerns Manages processes and procedures for areas of...and promotes the highest standards of integrity ethics and compliance models the Walmart values to support and foster… more
- Grant Thornton (New York, NY)
- …solutions to deliver client services efficiently and effectively + Support engagement Manager and/or Senior Manager /Director in project management ... As a Risk Advisory Senior Associate- Not-for-Profit and Higher Education Practice, you...programs, and/or entity-level and business process controls for Internal Audit , or other risk management, compliance , and… more
- American Express (New York, NY)
- …part of a team responsible for supporting activities for the day-to-day compliance with the Enterprise Data Management Operating Policy within your domains/business ... incidents, performing root-cause-analysis of data incidents and driving remediation of audit and regulatory feedback. + Develop advanced knowledge on the Enterprise… more
- TD Bank (New York, NY)
- …and/or recommendations for enhancements, to the Global Head of Surveillance and Compliance senior management. + Surveillance Portfolio Management: Work with the ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $180,000 USD TD is...on the state of Surveillance program to the Board, senior management, and regulators, as needed, and effective check… more