- M&T Bank (Buffalo, NY)
- …participation in classroom training, observations of departmental presentations, interaction with senior management, peer networking, and working in teams on two ... vary by department and are assigned by the department manager . The position may be responsible for additional projects...as with project sponsors, internal and external contacts, and senior management. Teams make a presentation to senior… more
- M&T Bank (New York, NY)
- …participation in classroom training, observations of departmental presentations, interaction with senior management, peer networking, and working in teams on two ... vary by department and are assigned by the department manager . The position may be responsible for additional projects...as with project sponsors, internal and external contacts, and senior management. Teams make a presentation to senior… more
- Raymond James Financial, Inc. (New York, NY)
- …and executes remediation efforts for any identified issues with minimal guidance/support from Supervisor/ Manager ; assists the Manager or Senior Analyst in ... specifically with **CAT** and **CAIS** , to support our compliance operations and ensure accurate trade and account data...corrective action plans for any identified issues + Assists Manager or Senior Analyst in the design,… more
- Protective Industrial Products (Latham, NY)
- …efficiency, accuracy, and timeliness of financial insights delivered to stakeholders. + Compliance and Audit Support + Ensure adherence to financial policies, ... JOB SUMMARY The Senior Financial Analyst supports the financial planning and...our North America organization. Reporting directly to the Finance Manager , you will be responsible for developing forecasts, analyzing… more
- Neuberger Berman (New York, NY)
- …reporting, etc. + Managing all communication with lenders + Oversight and compliance of fund credit facilities by accurately comprehending and interpreting the ... on large asset portfolios including data reconciliation and calculation of portfolio compliance tests such as portfolio quality and concentration ratios + Oversight… more
- MUFG (New York, NY)
- …partner with various stakeholders in registering / opening data issues (Self Identified / Audit / Compliance ) + Work closely with Auditors and other Control ... personnel to determine MSIIs / audit points. Assist the broker dealer entity in correctly...other meetings + Work closely with business unit risk manager across the lifecycle of the Issue Management process… more
- GovCIO (Albany, NY)
- …Radford, VA and will be a remote position. **Responsibilities** The Senior Cybersecurity Incident Response Administrator (Information Assurance Engineer - Senior ... in SW Assurance reviews, and evaluate Information Systems Design Plans for compliance with relevant security regulations, policies, and best industry practices. +… more
- Citigroup (New York, NY)
- …Deliver on all targeted improvement programs. + **Role** This role serves as the senior Services Operations manager directly managing a team of ~300+ (for ... countries that are centralized in processing hubs globally. The Manager will be responsible to provide best-in-class service to...sanctions matters as required. Serves as liaison with Internal Audit , and Compliance Assurance Teams on critical… more
- Bank of America (New York, NY)
- …in the representation of the reporting function to control partners (eg, Audit and Compliance ) * Identifies, tracks, and remediates errors, breaches, ... to inquiries from regulatory agencies and internal control partners (eg, Audit / Compliance ) provides reporting, as needed * Establishes credible, collaborative… more
- MUFG (New York, NY)
- …and/or operational risk management, (includes operations, operational risk management, compliance , audit , and third-party risk management within technology ... by management, Second Line of Defense (SLoD), and Internal Audit /Third Line of Defense (TLoD) are remediated +...Oversee review process, provide updates on the review to senior leadership, and escalate any potential challenges. + Review… more