- American Express (New York, NY)
- …in which we deliver to global key stakeholders, including but not limited to: Compliance , Audit , Risk, and external bank regulators, such as the Office of ... learning strategy around design, delivery, and oversight for Global Regulatory/ Compliance learning and development programs. The Project Analyst position will… more
- M&T Bank (Camillus, NY)
- …classroom training, departmental overview presentations and observations, interactions with Senior Leadership across the Retail Bank, and special projects that ... which will vary by market and are assigned by the mentoring manager . **Primary Responsibilities:** + **Community Branch Management Program** **Core Training** -… more
- TD Bank (New York, NY)
- …operating within risk appetite. As part of the key accountabilities of the role, the Senior Manager will: + Design the operating framework governing the use of ... across functions + Knowledge of TDS businesses preferred + Ability to influence at senior executive levels and motivate others, including those who do not have a… more
- CDM Smith (Buffalo, NY)
- …ID:** 42630BR **Business Unit:** COR **Job Description:** CDM Smith is seeking a Senior IT Asset Management Specialist to lead and manage all aspects of the ... software lifecycle, including sourcing, procurement, planning, budgeting, compliance , and auditing. In this role, you'll play a key part in shaping how our… more
- Neuberger Berman (New York, NY)
- …IRRs on a quarterly basis + Review management fee calculations + Collaborate with audit and tax professionals to support year-end audit and tax reporting ... investor relations to address LP inquiries + Complete various ad-hoc requests from senior management and portfolio managers + Support SEC and other regulatory … more
- Neuberger Berman (New York, NY)
- …in financial services, with significant experience in business controls, risk management, audit , or compliance within Wealth Management, Private Banking, or a ... ensuring ongoing oversight and escalation of control matters + Partner with Compliance , Risk, Legal, Operations, and other control partners to ensure the highest… more
- BMO Financial Group (New York, NY)
- **MANDATE** The Team Lead, Administration reports directly to the Senior Business Manager in I&CB Strategy & Business Management. The incumbent is a direct ... manager for the Administrative and Executive assistants and key...Senior Management Product/Sector Heads Human Resources Employee Relations Compliance /Legal Finance **SCOPE AND IMPACT** This role has direct… more
- TD Bank (New York, NY)
- …key metrics and business conduct issues + Liaison with other Divisions, such as Compliance , Legal, Risk and Internal Audit as well as support regulatory ... regulatory obligations and manage employee conduct and behaviors to ensure compliance . GMS maintains strong relationships with registered Supervisors to oversee a… more
- TD Bank (New York, NY)
- …manner within the Enterprise defined processes and procedures. Works independently as a senior lead and may manage and direct activities related to data concern ... on timelines + Documentation of tasks and activities for audit purposes + Communicate the leadership of issues, availability,...in multiple programming language + Works autonomously as a senior /lead on a diverse range of tasks and is… more
- Neuberger Berman (New York, NY)
- …Founded in 1939, Neuberger Berman is a private, independent, employee-owned investment manager . From offices in 39 cities worldwide, the firm manages $515 billion ... In addition, this role will provide a high level of direct interaction with senior personnel on both the investment and non-investment teams of the firm. The role's… more