- Capital One (New York, NY)
- Senior Manager , Compliance Advisor -...or military experience + At least 6 years of compliance , risk, legal or audit experience within financial ... Retail Bank The Senior Manager , Compliance Advisor - Retail Bank performs...or Juris Doctor + 7+ years of experience in compliance , risk, legal or audit experience within… more
- SMBC (New York, NY)
- …competitive portfolio of benefits to its employees. **Description** SMBC is seeking an experienced audit manager with a minimum of 10 years' experience in the ... audit team. + Effectively communicate with stakeholder and audit senior management to clearly articulate ...years of audit experience in the in Audit , Risk, Business Control, Compliance , Finance in… more
- M&T Bank (Buffalo, NY)
- …with professional auditing standards. The jobholder reports to an Audit ( Senior ) Manager . **Supervisory/Managerial Responsibilities:** **Education ... annual risk assessments, continuous auditing, and remediation plan validations. Communicate audit progress and findings to Bank management and oversee Auditors (as… more
- Wolters Kluwer (Albany, NY)
- **Sr. Account & Relationship Executive (Sr. Sales Executive , Risk & Controls Specialist, Audit & Assurance)- Remote (West Coast) R0052136 | CP/ESG TeamMate | WK ... Audit & Assurance | WK Financial Services, Inc.** **About...in the future. (** This is not a people manager role.) **Division/BU About Us** : https://www.wolterskluwer.com/en/solutions/enablon **Required Job… more
- Project Renewal, Inc. (New York, NY)
- Title: Senior Manager , Compliance Program: Legal, Varick Headquarters Salary Range: $90,000 - $100,000 per year Overall Responsibilities: The Senior ... compliance in healthcare and related human services. The Senior Manager , Compliance reports to...28 clinics, and substance use disorder-focused programs. + Coordinate audit responses, inspections, and compliance reporting for… more
- RGP (New York, NY)
- Reference Point, an affiliate of RGP, is actively recruiting a Senior Manager within our Risk & Regulatory Compliance practice. Our Senior Managers lead ... and Capital Markets clients. As a Senior Manager in Reference Point's Risk & Regulatory Compliance...and manage client engagements focused on risk management, regulatory compliance , and audit remediation across banking, insurance,… more
- Oracle (Albany, NY)
- …market selection through build to operations and ultimately, decommission. **The Role - Compliance Program Manager ** We are seeking a highly motivated individual ... to join our team as a Compliance Program Manager , specializing in data center...our service teams supporting compliance services: Integration Compliance Operations, Pre-Go-Live Audit , Security Compliance… more
- Deloitte (Williamsville, NY)
- …coordinate with various internal and external stakeholder groups, and report to the Senior Manager , Wealth Accumulation Leader. Recruiting for this role ends on ... as needed. + Oversee responses to internal and external audit requests. + Oversee compliance with provisions of the Employee Retirement Income Security Act… more
- Vail Resorts (NY)
- …or until the position is filled (whichever is first). **Job Summary:** The Sr. Manager , Labor & Employment Compliance supports the Legal department to ensure the ... and internal policies. This role involves developing, implementing, and monitoring compliance programs, writing and reviewing relevant policies, preparing for future… more
- TD Bank (New York, NY)
- … Audit **Job Description:** The ** Senior Audito** **r - US** ** Compliance Audit ** is responsible for executing and leading audit engagements ... and sufficiency of systems, processes, and oversight to support regulatory compliance . This role supports audit engagements through evaluating, documenting,… more