- Bank of America (New York, NY)
- …Regulatory requirements. Employees at this level are often required to interact with senior management within Operations and across the firm as part of the annual ... * Participate and represent the reporting function to control partners (eg, Audit and Compliance) * Identify, track, and remediate errors/breaches, data issues and… more
- Fedcap (New York, NY)
- …controls, assist with remediation and implementing viable solutions, prepare and present audit findings to both senior management and divisional management ... and coordinate and collaborate with the Controller and Accounting Manager to implement proper accounting policies and procedures. In...and its subsidiaries in accordance with the established Annual Audit Plan. + Manage and perform the full life… more
- TD Bank (New York, NY)
- …Global Control Room enhancements. + **Issues Management:** Track and manage Regulatory and Audit Findings related to Global Control Room to ensure that such findings ... addressed (ie, oversee progress of all internal and/or external audit issues relating to Global Control Room with key...the Global Head of Global Control Room and Compliance senior management. + **Global Control Room Portfolio Management** :… more
- Bank of America (New York, NY)
- …behalf of DSME to GRM CRO, senior leadership team, FLU/CF and enterprise senior stakeholders. + Identify opportunities for data process optimization across ... in the development of database production processes and performance reports for senior management, using data mining and other advanced analytical techniques to… more
- Citigroup (New York, NY)
- The Director, HR Legal is a Senior Lead Counsel 2 (Employment & HR) role and is a senior level position responsible for serving as subject matter expert and key ... support the Banking organization and also provide legal support for enterprise business strategies and initiatives including Board committee reporting. This role… more
- TD Bank (New York, NY)
- …of exception reports when needed. + Participate in the annual enterprise -wide AML/BSA/Sanctions/ABAC risk assessment process. + Conduct targeted AML/OFAC training, ... + Participate in special projects, including assisting with adherence to enterprise -wide initiatives including global policies and governance. + Assist with… more
- CDM Smith (Buffalo, NY)
- … audit and risk management functions are operating effectively. * Leads enterprise risk management and internal audit functions working with executive ... analyses, reports, and recommendations. * Establishes and maintains strong relationships with senior executives to identify their needs and seek a full range of… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Job Description:** **Position:** Senior FCRM Compliance Officer **Reports to:** Director, Financial Crime Risk Oversight, ... Assess and opine on financial crime risks of new products and mandates. The Senior FCRM Compliance Officer is responsible for supporting the firm's FCRM program and… more
- TD Bank (New York, NY)
- …short to medium-term issues (eg 6-12 months) + Generally reports to a Senior Manager or above **Core Accountabilities:** Scope of Supervision accountabilities ... management / control function partners (eg Risk, Legal, Compliance, AML and Audit ) to assess risks, develop and implement proactive strategies, tactics and programs… more
- Bank of America (New York, NY)
- …as needed. + Writing technical reports for distribution and presentation to model developers, senior management, audit and banking regulators. + Acts as a ... influence strategic direction, as well as develop tactical plans. Enterprise Model Risk Management seeks a Sr Quantitative Fin...offered a role with Bank of America, your hiring manager will provide you with information on the in-office… more