- TD Bank (New York, NY)
- …development/engineering groups to achieve that. Please note that the role is senior and collaborative in nature, and will require collaboration with other directors ... in creating stable and secure software in a growing audit landscape + Strong understanding of risk and financial...range of capital market products and services to corporate, government and institutional clients who choose us for our… more
- TD Bank (New York, NY)
- …deliverables + Track and oversee progress of applicable internal and external audit issues relating to TDS US Compliance + Support regulatory challenge frameworks ... to effectively report on the status of Compliance regulatory initiatives to senior management, relevant boards and external stakeholders. + Support development of… more
- TD Bank (New York, NY)
- …correct GAAP & regulatory treatment. + Liaise with all external & internal audit counterparts as well as operations and financial operations teams. Responsible for ... within deadlines while still providing a high-quality work product The Senior Finance Analyst TDS provides planning, forecasting, reporting and financial analysis… more
- TD Bank (New York, NY)
- …understanding of best practices from regulatory supervisors. + Escalate timely to senior management of errors, gaps, data quality issues, control breaks, KRI ... projects and initiatives, executes on ad hoc deliverable requests related to audit , compliance, transactional testing, examinations, etc. + Maintain and build upon… more
- TD Bank (New York, NY)
- …issues, implement controls to prevent recurrence, and enhance reporting mechanisms for senior management. + Stakeholder Engagement: Serve as primary contact to Trade ... Office Technology on surveillance data quality issues. Engage with regulators and Internal Audit as needed to address any question s or inquiries related to TDS's… more
- M&T Bank (Buffalo, NY)
- …Bank's Corporate Security. + Monitor and analyze intelligence provided by vendors, government agencies, and industry groups to remain current on latest threats, ... to the Bank, and draft reports and/or briefings in collaboration with senior analysts. + Report insights gleaned from intelligence feed monitoring to internal… more
- M&T Bank (Buffalo, NY)
- …the Cybersecurity objectives. . Exercise usual authority of a manager concerning staffing, performance appraisals, promotions, salary recommendations, performance ... M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by external regulators as… more
- Institute of Electrical and Electronics Engineers (New York, NY)
- …Responsibilities * Assist the Deputy General Counsel for Compliance and the Senior Corporate Compliance Manager with ensuring an effective sanctions compliance ... * 0-3 years Relevant experience in legal, ethics and compliance or internal audit in an international company, law firm, not-for-profit or government required.… more
- TD Bank (New York, NY)
- …innovative third-party partners. The successful candidate will work closely with senior team members to deliver task-oriented, high-quality outputs that accelerate ... risk reviews, and compliance approvals. - Ensure all records meet internal audit , regulatory, and operational standards. - Maintain and update templates, process… more
- TD Bank (New York, NY)
- …Ensure that all risks are transparent to Risk Management, Business Leaders and Senior Management. + Participate in industry calls and collaborate with peers across ... including Front Office, Finance, Model Development, Technology, Economics department, Internal Audit and various other control groups. **EXPERIENCE & EDUCATION** +… more