- TD Bank (New York, NY)
- …Business is adhering to internal (risk management, oversight function and audit ) and regulatory requirements, requests, and expectations. **JOB DESCRIPTION** The ... control functions. + Build and cultivate an environment of innovation that leads to working smarter and simpler. +...will work with you to meet your needs. The Manager II, Governance & Control leads and manages a… more
- TD Bank (New York, NY)
- …US and global FCRM teams, business and operations stakeholders, and risk and audit partners to ensure successful delivery of program requirements. + Assist with ... regulatory and audit requests. + Provide backup to general AML compliance...to the enterprise best practices + Frequently interacts with senior /executive management + Acts as a key contact for… more
- TD Bank (New York, NY)
- …initiatives below: + **Global Control Room Portfolio Management** : Work with the senior members of the Global Control Room, DDI, technology and key stakeholders ... report on the status of Global Control Room to senior leadership / governance and Boards. Assist the Global...Compliance broadly to respond to regulatory inquires and internal audit requests, including, requests for data, and exam inquiries… more
- TD Bank (New York, NY)
- …are kept current + Assist in responding to internal and external audit requests + Prepare summaries, presentations, briefing notes, and other required documentation ... report on the status of Compliance policy and procedure initiatives to senior management, relevant boards and external stakeholders + Participate in special projects… more
- MUFG (New York, NY)
- …people first, listen to new and diverse ideas and collaborate toward greater innovation , speed and agility. This means investing in talent, technologies, and tools ... by management, Second Line of Defense (SLoD), and Internal Audit /Third Line of Defense (TLoD) are remediated +...Oversee review process, provide updates on the review to senior leadership, and escalate any potential challenges. + Review… more
- Warner Music Group (New York, NY)
- …through barriers. Curiosity is the driving force behind creativity and ingenuity. It fuels innovation , and innovation is the key to our future. * Collaboration: ... from the company's deep history in championing entrepreneurial thinking and artist-focused innovation , enabling our employees to develop a wide range of skills… more
- American Express (New York, NY)
- …At American Express, our culture is built on a 175-year history of innovation , shared values and Leadership Behaviors, and an unwavering commitment to back our ... we deliver to global key stakeholders, including but not limited to: Compliance, Audit , Risk, and external bank regulators, such as the Office of Comptroller (OCC)… more
- M&T Bank (Buffalo, NY)
- …in alignment with the bank's broader digital transformation objectives + Work with senior management in and outside of Technology to support the delivery of complex ... platforms + Manage a team of engineering directors and senior managers; total staff ~300 FTE + Build a...total staff ~300 FTE + Build a culture of innovation , accountability, collaboration, and continuous growth & development +… more
- S&P Global (New York, NY)
- …plans, ensuring transparency and accountability. + Provide clear, concise updates to senior executives, audit , and the board, demonstrating strategic insight and ... key operational initiatives across the department. You will collaborate with senior executives, subject matter experts, and cross-functional partners to deliver… more
- TD Bank (New York, NY)
- …responses + Prepare reporting and metrics on remediation efforts to be delivered to senior management committees and the Board of Directors of impacted TD entities + ... has enterprise wide impact or accountability. + Position deals with senior /executive management. + Key contact for business management, regulators and… more