• Business Risk Partner - Equipment Finance & Dealer…

    M&T Bank (Buffalo, NY)
    …procedures. + Build a working relationship with business unit executive and senior management, Internal Audit , Corporate Operational Risk and Corporate ... **Overview:** The Business Risk Manager will perform first line of defense holistic...emerging risks and risks associated with new products/ services/ markets / channels or changes to existing products/ services/ … more
    M&T Bank (10/04/25)
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  • Sr. Compliance Officer - Compliance Oversight…

    TD Bank (New York, NY)
    …and a willingness to learn new regulatory areas impacting products, behaviors and market participants. + Knowledge of testing or audit concepts and principles, ... who can provide you more specific details for this role. **Job Description:** This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring &… more
    TD Bank (09/20/25)
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  • Vice President, Compliance Monitoring Program - TD…

    TD Bank (New York, NY)
    …regulator. + Firm understanding of global security and derivative products and markets including trading behaviors, market platforms, vendor technologies and ... rules and regulatory landscape, as well as a strong understanding of market abuse behavior surveillance and regulatory expectations. A willingness to learn new… more
    TD Bank (10/12/25)
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  • Broker Dealer Regulatory Governance Advisory…

    SMBC (New York, NY)
    …and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's operating companies in ... Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing...the current compensation paid in their geography and the market for similar roles at the time of hire.… more
    SMBC (10/09/25)
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  • Enterprise Risk Director

    M&T Bank (Buffalo, NY)
    …industry standards, and management expectations. The position is responsible for advising senior leadership and executive leadership as it relates to risk of the ... the risk. Escalate through the governance structure up to and including senior management / governance committees, as appropriate. Lead initiatives to analyze… more
    M&T Bank (11/14/25)
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  • Management Development Program - Asset Management,…

    M&T Bank (Buffalo, NY)
    …participation in classroom training, observations of departmental presentations, interaction with senior management, peer networking, and working in teams on two ... OJT responsibilities vary by department and are assigned by the department manager . The position may be responsible for additional projects as assigned by… more
    M&T Bank (10/28/25)
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  • Vice President - Finance

    TD Bank (New York, NY)
    …understanding of best practices from regulatory supervisors. + Escalate timely to senior management of errors, gaps, data quality issues, control breaks, KRI ... projects and initiatives, executes on ad hoc deliverable requests related to audit , compliance, transactional testing, examinations, etc. + Maintain and build upon… more
    TD Bank (10/29/25)
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  • Director, Governance & Control, TD Securities (US)

    TD Bank (New York, NY)
    …) and regulatory requirements, requests, and expectations. **JOB DESCRIPTION** Reporting to the Senior Manager , Governance and Control, the Manager supports ... Business is adhering to internal (risk management, oversight function and audit ) and regulatory requirements, requests, and expectations. **Job Accountabilities:** +… more
    TD Bank (11/13/25)
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  • VP, Global Control Room - Initiatives & Portfolio…

    TD Bank (New York, NY)
    …initiatives below: + **Global Control Room Portfolio Management** : Work with the senior members of the Global Control Room, DDI, technology and key stakeholders ... report on the status of Global Control Room to senior leadership / governance and Boards. Assist the Global...Compliance broadly to respond to regulatory inquires and internal audit requests, including, requests for data, and exam inquiries… more
    TD Bank (09/20/25)
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  • Commercial Bank Business Risk Partner - Cyber,…

    M&T Bank (Buffalo, NY)
    **Overview:** The Segment Risk Manager will have a specific focus on Cyber, Technology, Data and Transformation Risk within the Commercial Bank. This position is ... throughout the First Line of Defense. Partner with Business Lines, Internal Audit , Treasury Division, Credit Administration, etc. as required. + Lead the planning,… more
    M&T Bank (10/03/25)
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