- AIG (New York, NY)
- …extensive risk management and claims experience and its ability to be a market leader in critical lines of the insurance business. Corporate Finance - Investment ... relates to invested assets, and management of the risks, controls and AIG audit as it relates to investments and supporting Investment FP&A. Responsibilities +… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** Global Markets Supervision (GMS) is accountable for establishing the programs and frameworks ... of Supervisory programs, policies and procedures to manage global markets sales, trading and origination activities is a core...automated trading activities + Assist in risk assessment and market abuse risk assessments for approvals + Assist in… more
- TD Bank (New York, NY)
- …regulator. + Firm understanding of global security and derivative products and markets including trading behaviors, market platforms, vendor technologies and ... responses + Prepare reporting and metrics on remediation efforts to be delivered to senior management committees and the Board of Directors of impacted TD entities +… more
- M&T Bank (Buffalo, NY)
- …procedures. + Build a working relationship with business unit executive and senior management, Internal Audit , Corporate Operational Risk and Corporate ... **Overview:** The Business Risk Manager will perform first line of defense holistic...emerging risks and risks associated with new products/ services/ markets / channels or changes to existing products/ services/ … more
- TD Bank (New York, NY)
- …regulator. + Firm understanding of global security and derivative products and markets including trading behaviors, market platforms, vendor technologies and ... on the status of Compliance policy, procedure and training initiatives to senior management, relevant boards and external stakeholders + Participate in special… more
- TD Bank (New York, NY)
- …and a willingness to learn new regulatory areas impacting products, behaviors and market participants. + Knowledge of testing or audit concepts and principles, ... who can provide you more specific details for this role. **Job Description:** This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring &… more
- TD Bank (New York, NY)
- …regulator. + Firm understanding of global security and derivative products and markets including trading behaviors, market platforms, vendor technologies and ... rules and regulatory landscape, as well as a strong understanding of market abuse behavior surveillance and regulatory expectations. A willingness to learn new… more
- SMBC (New York, NY)
- …and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's operating companies in ... Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing...the current compensation paid in their geography and the market for similar roles at the time of hire.… more
- S&P Global (New York, NY)
- …plans, ensuring transparency and accountability. + Provide clear, concise updates to senior executives, audit , and the board, demonstrating strategic insight and ... key operational initiatives across the department. You will collaborate with senior executives, subject matter experts, and cross-functional partners to deliver… more
- Citigroup (New York, NY)
- …credit approval, and subsequent credit monitoring. Apply understanding of capital markets products and complex financing and product structures including market ... the underwriting. Support strategic initiatives and projects for Corporate Developed Markets including Voice of Employee. Adopt leading practices in credit analysis,… more
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