- Alight (NC)
- …laws and regulations governing Investment Advisory and Broker-Dealer sales practices . You'll provide comprehensive compliance support, proactively identifying and ... + Onboard and train new compliance team members. + Manage internal audit responses, including Anti-Money Laundering audits. + Oversee customer complaint tracking and… more
- US Bank (Charlotte, NC)
- …what you excel at-all from Day One. **Job Description** The Compliance Risk Manager is responsible for leading a team of compliance risk professionals who support ... reviews and oversight of various regulations and programs. The Compliance Risk manager plays a critical role in driving strategic alignment and operational… more
- Grant Thornton (Charlotte, NC)
- …Trans-Atlantic advisory and tax practice , as well as independent American and Irish audit practices . With $2.7 billion in revenues and more than 50 offices ... and responsive contexts for the Risk, Compliance & Controls Practice - all with the resources, environment, and support...clients design and implement internal controls + Support engagement Manager and/or Senior Manager /Director in… more
- Bank of America (Charlotte, NC)
- …for business impact and recommending severity ratings under the supervision of senior team members. **Responsibilities:** + Executes audit strategy for the ... Senior Auditor Charlotte, North Carolina;Stamford, Connecticut; Atlanta, Georgia;...is responsible for performing test work during moderately complex audit activities for Lines of Business (LOBs). Key responsibilities… more
- Bank of America (Charlotte, NC)
- …for business impact and recommending severity ratings under the supervision of senior team members. **Responsibilities:** + Executes audit strategy for the ... Senior Auditor Charlotte, North Carolina;Newark, Delaware; Atlanta, Georgia;...is responsible for performing test work during moderately complex audit activities for Lines of Business (LOBs). Key responsibilities… more
- Bank of America (Charlotte, NC)
- Senior Auditor Charlotte, North Carolina;Dallas, Texas; Chicago, Illinois; Providence, Rhode Island **To proceed with your application, you must be at least 18 years ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/ Senior -Auditor\_25038988-1) **Job Description:** At Bank of America, we are… more
- Truist (Charlotte, NC)
- …including assurance providers (eg, Corporate Model Risk Management, Corporate Audit , and regulators). Support regulatory examinations and address respective ... essential functions. 1. Ten years of relevant experience in best practices , or equivalent financial industry experience developing, documenting, implementing, or… more
- Bank of America (Charlotte, NC)
- Senior Auditor - CFO Data Quality Charlotte, North Carolina;Newark, Delaware **To proceed with your application, you must be at least 18 years of age.** Acknowledge ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/ Senior -Auditor CFO-Data-Quality\_25041629-2) **Job Description:** At Bank of America, we… more
- Bank of America (Charlotte, NC)
- Senior Auditor Charlotte, North Carolina;Newark, Delaware; Atlanta, Georgia; East Hartford, Connecticut; Dallas, Texas **To proceed with your application, you must ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/ Senior -Auditor\_25041626) **Job Description:** At Bank of America, we are… more
- Pfizer (Sanford, NC)
- …resolve on-site issues, collaborating with site operations to ensure continuous audit readiness. + Identify high-risk areas, implement improvements, and interface ... compliance culture, and enforce safety regulations while sustaining lean management practices . **Here Is What You Need (Minimum Requirements)** + BA/BS with… more