- Capital One (New York, NY)
- Senior Auditor- Credit Risk Management (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on delivering top-quality ... Senior Auditor interested in becoming part of our Audit team. As a member of the Audit...certification such as Chartered Financial Analyst (CFA) or Certified Risk Manager (CRM) + 3+ years of… more
- MUFG (New York, NY)
- …the Compliance Audit Job Function focus on the effectiveness of risk management and controls regarding laws and regulations across anti-bribery and corruption ... + Audit Delivery and Planning + Responsible for the execution and delivery of audit engagements, maintenance of the risk universe and risk assessments of… more
- SMBC (New York, NY)
- …competitive portfolio of benefits to its employees. **Description** SMBC is seeking an experienced audit manager with a minimum of 10 years' experience in the ... Front Office and associated support functions including Sales, Trading, risk management and Operations within the Internal Audit...audit team. + Effectively communicate with stakeholder and audit senior management to clearly articulate … more
- Tradeweb (New York, NY)
- …leadership and business, technology and corporate teams to manage the end-to-end audit life-cycle including conducting risk assessments, engagement planning, ... audit teams, to support the delivery of periodic risk assessments and annual planning to develop the Internal...coach team members and monitor their performance against internal audit methodology requirements + Perform manager reviews… more
- TD Bank (New York, NY)
- …develop and retain key talent, making audit a great place to work + Develop a risk -based Audit Plan & deliver the plan evenly over the course of the year. + ... **Work Location:** Toronto, Ontario, Canada **Hours:** 37.5 **Line of Business:** Audit **Pay Details:** $155,000 - $215,000 CAD TD is committed to providing fair… more
- M&T Bank (Buffalo, NY)
- …with professional auditing standards. The jobholder reports to an Audit ( Senior ) Manager . **Supervisory/Managerial Responsibilities:** **Education ... techniques to identify anomalies, validate data integrity, and enhance audit coverage. + Write clear, risk -focused ...and enhance audit coverage. + Write clear, risk -focused audit findings that identify root causes… more
- KeyBank (Amherst, NY)
- …with other members of REA team on projects and testing. The Senior Manager must have a strong understanding of audit and/or testing concepts and apply ... those to testing, monitoring, issues management, and verification activities. The Senior Manager must exhibit strong leadership, initiative, and agility as well… more
- M&T Bank (Buffalo, NY)
- … Liquidity Risk Oversight Analyst will support, and report, to the Segment Risk Manager responsible for oversight of interest rate, market or liquidity ... strong knowledge of pertinent spreadsheet and database software **Scope of Responsibilities:** The Senior Risk Analyst must be adept at working across all levels… more
- Mizuho Corporate Bank (New York, NY)
- … and Controls! We are seeking a dynamic and experienced Senior Line Manager to lead our Infrastructure Governance, Risk , and Compliance (GRC) team. This role ... team. The focus will be on enhancing our proactive risk management capabilities and ensuring that audit ...for GRC-related matters within the organization + Collaborate with senior leadership, business units, and other stakeholders to align… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Job Description:** **Position:** Senior FCRM Compliance Officer-CIB **Reports to:** Director, Financial Crime Risk ... Securities in developing, implementing, and maintaining a robust financial crime risk management ("FCRM") program that meets regulatory requirements and mitigates… more