- ERCOT (Taylor, TX)
- …+ Draft and issues reports and other formal communications on the results of each audit Level Senior - Above + Identifies risks within each audit ... obtain understanding of each area being audited + Follows audit program with specific testing criteria to evaluate risks...area and may initiate investigations and audits to mitigate risk impacts and strengthen controls + Review work papers… more
- Aramco Services Company (Houston, TX)
- …control and governance processes. SCOPE: Under the general direction of the Audit Manager , the incumbent will operate independently and is responsible ... on special assignments beyond the normal scope of the audit function. The Senior Lead Investigator handles...the audit program. + Consults with the Audit Manager or Accounting Staff Specialist concerning… more
- Synchrony (Dallas, TX)
- …third-party vendors to drive continuous improvement. + Present regular model performance and risk reports to senior leadership, regulatory bodies, and risk ... accuracy of these models through rigorous oversight, collaboration with Model Risk Management (MRM), Compliance, Data Management, and external third-party vendors.… more
- US Bank (Irving, TX)
- …Policies, Standards and Guidelines. + Drafting issues under the supervision of the Senior Auditor, Audit Project Manager . Includes identifying root causes ... investment services and trust products operations. **Primary Responsibilities:** + Assisting the Audit Project Manager in planning audit engagements.… more
- Bank of America (Dallas, TX)
- …to influence management's strategic direction and actions to strengthen the model risk control environment. **Responsibilities:** + Conducts audit assessment of ... job is responsible for conducting auditing activities of model risk management across the company and for specific business...control functions. + Works closely with model stakeholders and senior management with regard to communication of audit… more
- TIAA (Frisco, TX)
- …risk management experience within a wealth, trust and/or brokerage business as a senior risk leader or an external consultant. Compliance experience in these ... Act as primary liaison with Business Controls, Compliance / Risk / Audit functions * Management of...to work collaboratively with cross functional groups and support senior management. + Ability to evaluate appropriate fund selection… more
- TIAA (Dallas, TX)
- …Work **Career Level** 6IC Required Qualifications: + 2+ years' experience with vendor risk or operational risk management, audit , or compliance Preferred ... Qualifications: + 3+ years' experience with vendor risk or operational risk management, audit...Risk Professional (CTPRP) or Certified Regulatory Vendor Program Manager (CRVPM) + Knowledge of Microsoft Office tools; specifically,… more
- City National Bank (Dallas, TX)
- …and training for new or revised laws and regulations. * Assist the Compliance Manager , Senior Compliance Officer, and Risk Assessment team with the ... WHAT IS THE OPPORTUNITY? Position is responsible for performing risk analysis and assessment of compliance regulations, identifying risks...* Works with Senior Compliance Officer, Compliance Manager to maintain audit tracking logs and… more
- MUFG (Irving, TX)
- …preferred, professional qualification such as Certified Financial Analyst (CFA), Financial Risk Manager (FRM), Certified Regulatory Compliance Manger (CRCM), ... Testing (ACT) is an integral part of the MUFG Regulatory Compliance Risk Management function. This position executes a compliance testing program designed to… more
- Sunrise Senior Living (Frisco, TX)
- **When you join Sunrise Senior Living, you will be able to use your unique skills to empower residents to live longer, healthier, and happier lives. Not only will ... meaningful ways to serve, grow, and shine together.** **Sunrise Senior Living was again certified as a Great Place...completed for each business area. + Assist in providing audit materials and information as requested. + Meet business… more