- TD Bank (New York, NY)
- …on short to medium-term issues (eg 6-12 months) + Generally reports to a Senior Manager or above **Education & Experience:** + Undergraduate degree in Business ... and front-office decision-making. You'll work with Equities Sales, Trading, Research, senior management, and TDS Technology to develop data infrastructure… more
- Capital One (New York, NY)
- …leaders within ESM, Compliance, Cyber Security, second line risk organizations, and Internal Audit on key technology risks and actions needed + Conduct periodic ... One has taken a bold journey to build a technology company, while operating in a complex, highly regulated...a complex, highly regulated business. As a Business Risk Manager in Capital One's Enterprise Services (ES) Risk organization,… more
- TD Bank (New York, NY)
- …Work with the senior members of the Global Control Room, DDI, technology and key stakeholders (eg, Communications Global Control Room Leads for all Control Room ... report on the status of Global Control Room to senior leadership / governance and Boards. Assist the Global...Compliance broadly to respond to regulatory inquires and internal audit requests, including, requests for data, and exam inquiries… more
- JPMorgan Chase (New York, NY)
- …**Preferred Qualifications, Capabilities, and Skills** + Excel and PowerPoint skills. + Manager level audit experience. + Experience with public or private ... Assessment & Exercises Vice President at JPMorgan Chase within the Cybersecurity Technology and Controls, you will be involved in evaluating controls and… more
- TD Bank (New York, NY)
- …operating within risk appetite. As part of the key accountabilities of the role, the Senior Manager will: + Design the operating framework governing the use of ... tools in the first line + Coordinate with enterprise technology teams and end users to design and implement...of TDS businesses preferred + Ability to influence at senior executive levels and motivate others, including those who… more
- TD Bank (New York, NY)
- …Location:** New York Office TD Securities is seeking a highly skilled and technology proficient Vice President to join its US Wholesale Controllers group within US ... with US GAAP and IFRS. + Assist with external and internal audit requests, including reconciliations, document organization, and inquiry responses. + Improve data… more
- Raymond James Financial, Inc. (New York, NY)
- **Job Summary** The Senior Manager , Market Risk Manager will play a key role in the independent oversight and reporting of market risk exposures across Fixed ... markets, and the ability to communicate risk issues effectively to senior stakeholders. **Essential Duties and Responsibilities** + Monitor and analyze daily… more
- TD Bank (New York, NY)
- …initiatives including global policies and governance. + Assist with regulatory and audit requests. + Provide backup to general AML compliance functions such as ... Bank's risk appetite and strategic direction. **Depth & Scope:** + Senior specialist with AML/ATF/Sanctions/ABAC expertise, works independently and is accountable… more
- Wolters Kluwer (New York, NY)
- …Research & Advisory Business Unit. Reporting directly to the Segment General Manager , this role is accountable for driving commercial success, customer satisfaction, ... & user experience journey mapping with the VP Product Management for the Audit and Tax product portfolios. With a deep understanding of market dynamics and… more
- Neuberger Berman (New York, NY)
- …Founded in 1939, Neuberger Berman is a private, independent, employee-owned investment manager . From offices in 39 cities worldwide, the firm manages $515 billion ... In addition, this role will provide a high level of direct interaction with senior personnel on both the investment and non-investment teams of the firm. The role's… more