- US Bank (Charlotte, NC)
- …from Day One. **Job Description** The Corporate Audit Services (CAS) Senior Audit Manager - Wealth , Commercial, Capital Markets is a senior ... entities where USB owns a majority (controlling) interest. The Senior Audit Manager is responsible...driving the execution and coordination of the risk-based Annual Audit Plan for Wealth , Commercial, Capital Markets.… more
- TD Bank (Charlotte, NC)
- …more specific details for this role. **Line of Business:** Audit **Job Description:** The Senior Audit Manager leads a team of audit professionals ... + Relevant certification required (CIA and CRCM preferred) + Experienced people manager , leading a compliance audit team + Experience auditing securities,… more
- US Bank (Charlotte, NC)
- …and check services, and call center activities. The Corporate Audit Services Senior Audit Project Manager is primarily responsible for supervising staff ... Digital, Technology and Operations team. This role will support audit coverage of the Wealth Management, Investment...from managers, however there are no direct reports. The Senior Audit Project Manager is… more
- US Bank (Charlotte, NC)
- …a reduced risk profile, innovative operational solutions, and client support. The CAS Senior Audit Project Manager is primarily responsible for supervising ... engagements with minimal supervision from managers, however there are no direct reports. The Senior Audit Project Manager is a subject matter expert in a… more
- US Bank (Charlotte, NC)
- …Kingdom, Norway, Luxembourg, Spain, Germany, and Poland. **Duties:** 1. The Audit Project Manager assists the Audit Manager with audit planning ... auditors. 6. Identifies potential issues and assists the Audit Manager with presentation of the issues...and negotiation skills to effectively interact with staff and senior management during the presentation of audit … more
- US Bank (Charlotte, NC)
- …team of audit professionals within our Technology and Operations Services Team as a Senior Audit Project Manager . This role will align to the Technology ... to the lowest level of the position posted._** US Bank Corporate Audit Services (CAS) welcomes applications from talented professionals to join our growing… more
- TD Bank (Charlotte, NC)
- …colleagues dedicated to setting new industry standards. **Department Overview:** **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct ... testing, monitoring, risk assessment, reporting and other activities** + **Internal Audit , regulatory exam, and ongoing supervision management, finding tracking, and… more
- Capital One (Charlotte, NC)
- …(Experienced Senior Auditor) Corporate Compliance Audits (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on delivering ... top-quality assurance services to the organization's Audit Committee. Audit professionals are experienced, well-trained...or more areas of compliance, such as consumer, brokerage, wealth management, or trust + 1+ years of experience… more
- TD Bank (Charlotte, NC)
- …lending activities of Wealth Banking.** **As a member of the US Wealth Compliance Department, the Compliance Business Oversight Manager will:** + **Ensure ... a team of enthusiastic colleagues dedicated to setting new industry standards. **U.S. Wealth is a fully integrated wealth management business that provides… more
- TD Bank (Charlotte, NC)
- …colleagues dedicated to setting new industry standards. **Department Overview:** **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct ... testing, monitoring, risk assessment, reporting and other activities** + **Internal Audit , regulatory exam, and ongoing supervision management, finding tracking, and… more