- TD Bank (New York, NY)
- …initiatives below: + **Global Control Room Portfolio Management** : Work with the senior members of the Global Control Room, DDI, technology and key stakeholders ... and Business partners) to develop clear deliverables, milestone, and project plans for regulatory initiatives, new Global Control Room...report on the status of Global Control Room to senior leadership / governance and Boards. Assist the Global… more
- University of Rochester (Rochester, NY)
- …meet all applicable legal, regulatory, and contractual obligations, while also advising senior leadership on compliance risks, audits, and legal concerns related to ... officer will work closely with the University's Office of Research and Project Administration (ORPA), Export Control Officer, Central Purchasing, Office of Counsel,… more
- Huntington National Bank (New York, NY)
- …and associated resources. You will manage an assigned team of Relationship Manager /Bankers as direct reports; personally originate, service and maintain an assigned ... position reports to the Head of CMFG, or another senior leader determined by the Head of the group....Leader will ensure the following: + Satisfactory loan review, audit and OCC review results of all assigned credit… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring & ... creation. + Monitor and communicate program effectiveness to stakeholders and senior management to ensure program viability and coverage integrity. + Communicate… more
- TD Bank (New York, NY)
- …) and regulatory requirements, requests, and expectations. **JOB DESCRIPTION** Reporting to the Senior Manager , Governance and Control, the Manager supports ... in terms of developing, communicating, sharing, implementing and improving project methodology and governance processes, controls and tools. **JOB ACCOUNTABILITIES**… more
- TD Bank (New York, NY)
- …US and global FCRM teams, business and operations stakeholders, and risk and audit partners to ensure successful delivery of program requirements. + Assist with ... regulatory and audit requests. + Provide backup to general AML compliance...risks to the Firm and escalate accordingly. + Strong project management and strategic thinking skills. + Proficiency with… more
- MTA (New York, NY)
- …at least five (5) years in a managerial or supervisory role and/or project manager role in a large, multi-faceted organization. Competences: Demonstrated ... but not limited to some of the following areas: capital project budget administration, procurement requests, payment coordination, timecard/job charge management,… more
- TD Bank (New York, NY)
- …Business is adhering to internal (risk management, oversight function and audit ) and regulatory requirements, requests, and expectations. **JOB DESCRIPTION** The ... monitoring processes, controls, policies and developing and communicating a project plan/tracker and associated updates to a variety of...will work with you to meet your needs. The Manager II, Governance & Control leads and manages a… more
- MTA (New York, NY)
- …a minimum of five (5) years in a managerial or supervisory role and/or project manager role in a large, multi-faceted organization. Master's Degree and/or JD ... across all matters, and serve as a key advisor to management and senior leadership. This role is critical to maintaining integrity, due process, employee safety… more
- MUFG (New York, NY)
- …with various stakeholders in registering / opening data issues (Self Identified / Audit / Compliance) + Work closely with Auditors and other Control personnel to ... determine MSIIs / audit points. Assist the broker dealer entity in correctly...other meetings + Work closely with business unit risk manager across the lifecycle of the Issue Management process… more
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