- TD Bank (New York, NY)
- …+ Liaison with other Divisions, such as Compliance, Legal, Risk and Internal Audit as well as support regulatory interactions + Contributing metrics to Conduct Risk ... of strategic planning for unit + Oversees program and project level forecasting and tracking + Directs the communication...distill and summarize the problems, and recommend solutions to senior management + A self-starter who can think critically… more
- TD Bank (New York, NY)
- …issues, implement controls to prevent recurrence, and enhance reporting mechanisms for senior management. + Stakeholder Engagement: Serve as primary contact to Trade ... Office Technology on surveillance data quality issues. Engage with regulators and Internal Audit as needed to address any question s or inquiries related to TDS's… more
- TD Bank (New York, NY)
- …of findings identified in data integrity reviews which are provided to Senior Management across Business and Compliance Teams. Additionally, you will provide CRA ... assisting in response to periodic examinations by regulatory agencies and internal audit , ad-hoc requests related to the CRA LR, business specific inquiries and… more
- Institute of Electrical and Electronics Engineers (New York, NY)
- …Key Responsibilities Assist the Deputy General Counsel for Compliance and the Senior Corporate Compliance Manager with ensuring an effective sanctions compliance ... staff, volunteers and third parties. Team members are strong problem-solvers and project managers, and we encourage development and recognition for good work. We… more
- TD Bank (New York, NY)
- …compelling business context and advice; influences and gains alignment across increasingly senior stakeholders + Works autonomously as the lead and guides others ... support the strategic plan + Ability to lead, plan, implement, and evaluate program/ project activities to ensure completion of initiatives + Skill in mentoring and… more
- JPMorgan Chase (New York, NY)
- …to identify process improvements in the organization. You will support and lead project and program management work while serving as the top point of escalation ... + Ensure business and firm-wide initiatives are successfully driven by Supervisory Manager team (ie, Document Integrity, FINRA changes, etc.) + Develop and motivate… more
- M&T Bank (Buffalo, NY)
- …savings and efficiencies. + Exercise usual authority of a manager concerning staffing, performance appraisals, promotions, salary recommendations, performance ... M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by external regulators as… more
- TD Bank (New York, NY)
- …for detecting market abuse and manipulation. + Advanced understanding of testing or audit concepts and principles as well as control analysis and evaluation. + ... service skills - experience demonstrating sound judgment and close partnership with senior managers and other stakeholders globally, as well as relationship and… more
- M&T Bank (Buffalo, NY)
- …work on projects, and provide analytical and operational support under guidance of a manager or more senior analyst. **Banking Services: Who are We?** Banking ... routine departmental reports and spreadsheets, including but not limited to, project or product strategy analyses, historical reporting and workflow and financial… more
- M&T Bank (Amherst, NY)
- …work on projects, and provide analytical and operational support under guidance of a manager or more senior analyst. **Banking Services: Who are We?** Banking ... routine departmental reports and spreadsheets, including but not limited to, project or product strategy analyses, historical reporting and workflow and financial… more