- Diageo (NY)
- …all business leadership teams (Demand and Supply) + Support to our Global Audit & Risk, Global Controls Assurance teams and external auditors **Qualifications and ... Experience Required:** + Technical expertise in internal controls and audit practices including expertise in risk and control frameworks, financial policies and… more
- TD Bank (New York, NY)
- …intelligent compliance culture at all levels + Prepares and submits reports to senior management and regulatory agencies as required + Engages with regulators on TDS ... and oversee vital internal controls and processes + Provides responses to audit findings and examination for sanctions related matters and other regulatory matters… more
- HSBC (Buffalo, NY)
- …and the FCI Training Framework + Be actively engaged in all aspects of Audit , Assurance and Regulatory reviews focused on US FCI. These activities include ensuring ... and Operational Governance framework, chairing working groups and reporting to senior management + Be responsible for tracking and disseminating updates regarding… more
- PNC (NY)
- …business practices. Provides AML and Sanctions advice and critical challenge to senior staff, line of business and operational execution areas. Demonstrates ability ... ACT and Sanctions Program. Serves as an AML and Sanctions subject matter specialist regarding impact on Program design and execution. Communicate and socialize those… more
- University of Rochester (Rochester, NY)
- …and internal equity considerations._ **Responsibilities:** GENERAL PURPOSE The Human Subject Research Specialist I (HSRS I) plays a vital role in contributing to the ... also contributes to high-quality data collection and analysis, manuscript, grant, and audit preparation in addition to supporting the broader research team through… more
- Citizens (New York, NY)
- Description As the First Line Risk Senior Manager for the Embedded Banking business, you will represent the First Line of Defense and identify and mitigate potential ... continuous innovation and significant business growth. You will work with the Senior Director/Director to adhere to internal governance processes for new risk… more
- BMO Financial Group (NY)
- …and complete. + Operates at a group/enterprise-wide level and serves as a senior specialist resource across BMO. + Influences how teams/groups work together. ... syndications. Ensures the required internal control standards, including adherence to audit , regulatory and compliance policies. + Generates significant revenue for… more
- Raymond James Financial, Inc. (New York, NY)
- …leader will regularly interact with federal and state regulators, Compliance, Audit , business unit executives, Raymond James enterprise technology functions and ... a way that is widely consumable and understood by non-technologists and senior leaders + Operating standard office equipment and using required software applications… more
- WTW (New York, NY)
- **Description** The Captive Consultant role is a national cross-industry specialist role, focused on developing new captive management clients, retaining existing ... + Maintain strong relationships with external parties (eg, regulators, audit firms, and legal/tax advisors) to ensure a collaborative...and Savings Plan (401k). All Level 38 and more senior roles may also be eligible for non-qualified Deferred… more
- TD Bank (New York, NY)
- …ML/TF, Sanctions Risk Assessment methodologies, procedures, and challenge documentation. The Senior Financial Crime Risk Oversight Analyst provides a range of ... all aspects of AML and ATF laws. **Depth & Scope:** + Specialist level professional role requiring in-depth knowledge/expertise in AML/ATF/Sanctions/ABAC and working… more