- Capital One (New York, NY)
- Principal Auditor (Experienced Senior Auditor ), Corporate Compliance & Securities / Transactions Audits (Hybrid) Capital One's Audit function is a dedicated ... Finance , or Master of Business Administration + Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager… more
- American Express (New York, NY)
- …and technologies. **About the Role:** Our Internal Audit group is seeking a Senior Auditor to assess financial, operational, and technological risks, ensure ... group responsible for managing audit operations, quality, and standards; regulatory relations; reporting; training and professional development; and key internal… more
- Robert Half Technology (New York, NY)
- Description We are looking for an experienced Senior IT Auditor to lead and execute comprehensive IT audits in a dynamic and regulated foreign banking ... environment. This role requires a strong understanding of IT risk management, regulatory compliance, and audit methodologies. The ideal candidate will play a pivotal… more
- M&T Bank (Buffalo, NY)
- …and remediation plan validations as assigned, under supervision of a Lead Auditor or Manager. **Primary Responsibilities:** + Participate in audits by executing ... within the established timeframes with guidance by a Lead Auditor or Manager. + As part of audit execution,...+ Understand and adhere to the Company's risk and regulatory standards, policies, and controls in accordance with the… more
- M&T Bank (Buffalo, NY)
- …and remediation plan validations as assigned, under supervision of a Lead Auditor or Manager. **Primary Responsibilities:** + Participate in audits by executing ... within the established timeframes with guidance by a Lead Auditor or Manager. + As part of audit execution,...+ Understand and adhere to the Company's risk and regulatory standards, policies, and controls in accordance with the… more
- Robert Half Finance & Accounting (New York, NY)
- Description Robert Half Financial Services is recruiting for an AVP/VP Internal Auditor role for a global boutique Bank firm located in midtown Manhattan. Our client ... knowledge of Auditing various business areas such as Accounting, Third Party Risk, Regulatory Compliance, Treasury, and Risk Management. Must have at least one of… more
- Bank of America (New York, NY)
- … quants, and regulators. The team leads many high-profile audits comprising both regulatory -required and functional work, with continual senior management and ... Market Risk Auditor New York, New York **To proceed with...and impactful report conclusions for distribution and presentation to senior management and bank regulators. + Proposing and executing… more
- Neuberger Berman (New York, NY)
- …of traditional and alternative asset classes and risk/return profiles. As an Internal Auditor , you will play a key role in executing audits across the Firm's ... operational data and ensure compliance with established policies, procedures and regulatory requirements through the audit process + Coordinate with Technology Audit… more
- M&T Bank (Buffalo, NY)
- …Division priorities. + Understand and adhere to the Company's risk and regulatory standards, policies, and controls in accordance with the Company's Risk Appetite. ... professional auditing standards. The jobholder reports to an Audit ( Senior ) Manager. **Supervisory/Managerial** **Responsibilities:** **Education and Experience Required:** +… more
- Mizuho Corporate Bank (New York, NY)
- …Ensure compliance with the Mizuho Americas Model Risk Management Policy and applicable regulatory guidelines such as SR 11-7 - Document third line work in compliance ... and discuss issues, challenges and methodologies with internal audiences including senior management. Technical Skills (Essential) - Advanced degree in quantitative… more