- SMBC (New York, NY)
- …desks risk profiles and effectively challenge adequacy of Liquidity/ Model / Valuation reserves and independent price testing (IPV) for fixed income securities, ... will be responsible for overseeing complex audits as an Auditor in Charge, ensuring work is performed in accordance...Responsibilities:** * Lead and effectively execute high quality and risk based audits of Product Control function which involves… more
- SMBC (New York, NY)
- …coverage of Front Office and associated support functions including Sales, Trading, risk management and Operations within the Internal Audit Department. The ideal ... candidate will be responsible for overseeing complex audits as an Auditor in Charge, ensuring work is performed in accordance with IIA standards and IAD policies and… more
- SMBC (New York, NY)
- …The ideal candidate will be responsible for overseeing complex audits as an Auditor in Charge, ensuring work is performed in accordance with IIA standards and ... team. * Effectively communicate in both oral with stakeholder and audit senior management to clearly articulate audit strategy, testing results and audit… more