- City National Bank (New York, NY)
- …and be accustomed to working with deadlines. * Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), and/or Certified Financial ... in a compliance advisory role supporting consumer banking on matters of regulatory compliance . The role will be responsible for managing and maintaining… more
- Scotiabank (New York, NY)
- …of relevant experience covering financial crimes (BSA/AML, OFAC) as an internal auditor (third-line or defense) and/or compliance professional (second line of ... Senior Audit Manager, US AML Audit **Requisition ID:**...the Bank Secrecy Act and OFAC regulations, guidance, and regulatory expectations. The candidate will lead AML audits to… more
- Mohawk Valley Health System (New Hartford, NY)
- Compliance Coding Specialist - Hybrid - Full time - Days Department: LEGAL AND COMPLIANCE Job Summary The Internal Auditor - Compliance will oversee the ... will play a key role in assessing and improving the effectiveness of the compliance program across the organization. The Internal Auditor - Compliance … more
- TD Bank (New York, NY)
- …specific details for this role. **Job Description:** **Job Posting Title:** Senior Manager, Product Control - Securities Financing/Prime Services/Prime Brokerage The ... advice to key control partners and the TDS front office. As a ** Senior Manager** covering **the Securities Financing and Prime Services/Brokerage businesses** in the… more
- Anywhere Real Estate (New York, NY)
- …government regulations for the protection of sensitive information. Our Privacy and Compliance Analysts manage data, regulatory and operational risks related to ... well as internal and external customers. The Data Privacy and Compliance Analyst is responsible for assessing applications, policies/procedures, and business… more
- Saint Lawrence Seaway Development Corporation (Massena, NY)
- …structures, control systems, propulsion systems, safety systems, or machinery as a senior level marine surveyor, inspector, engineer, auditor , advisor; senior ... on foreign flagged vessels entering the St. Lawrence Seaway to verify compliance with Seaway system regulations and ensures ships comply with United States… more
- American Express (New York, NY)
- …risk professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk, financial accounting, data analytics, and ... group responsible for managing audit operations, quality, and standards; regulatory relations; reporting; training and professional development; and key internal… more
- MUFG (New York, NY)
- …by Second Line of Defense (SLoD), Third Line of Defense (TLoD), or regulatory authority, and identify required resources for remediation. + Participate in ongoing ... activities. + Oversee review process, provide updates on the review to senior leadership, and escalate any potential challenges. + Review management responses,… more
- American Express (New York, NY)
- …improvement and best practices in project management and risk management. + Ensure compliance with regulatory requirements and internal policies related to risk ... risk professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk, financial accounting, data analytics, and… more
- S&P Global (New York, NY)
- …a risk-based approach to the organization's analytical risks and supporting the Chief Auditor in the provision of analytical assurance to the SPGI Audit Committee, ... SPGI Boards and S&P Global Ratings senior management and Boards. **What's in it for y**...+ Prepare Audit Reportsand other communications for the Chief Auditor , focusing on key systemic issues and trends. Assist… more
Recent Jobs
-
RN Nurse Clinician - Forensic health - Full time, nights
- Texas Health Resources (Dallas, TX)