- CIBC (New York, NY)
- …the Operations Internal Audit team under the direction of the Audit Senior Director - Operations and Validations conducting audits focused on operations activities ... and industry standards. The Internal Audit Director will also assist the Audit Senior Director in mentoring and developing the Operations Internal Audit team to… more
- Citizens (New York, NY)
- Description As the First Line Risk Senior Manager for the Embedded Banking business, you will represent the First Line of Defense and identify and mitigate potential ... and significant business growth. You will work with the Senior Director/Director to adhere to internal governance processes for...of providing guidance for applicable state and or federal regulatory requirements. You will also work with the First… more
- Deloitte (Rochester, NY)
- …Manager in our Engagement Consultation team, you'll be on the cutting edge of regulatory compliance , focusing on auditor independence rules and their impacts ... of Independence requirements for professional auditing firms + Experience in regulatory compliance and/or analysis and interpretation of rules, regulations,… more
- MUFG (New York, NY)
- …+ Perform first line validation of issues including MSIs, SLoD, TLoD, and regulatory issues + Review, challenge, and participate in issue lifecycle validation with ... and QA support: + Support management to generate various metrics/ reports for senior management and board level committees + Maintain standard IM templates + Provide… more
- SMBC (New York, NY)
- …timeframe. This position will not have any direct reports. When acting as the Auditor in Charge, the individual will be assigned an audit team (2-4 individuals from ... and technology related areas assessing adherence to firm and regulatory requirements and assessing design, operating effectiveness and sustainability of… more
- CIBC (New York, NY)
- …draft project plans and business requirements for new initiatives while ensuring compliance with CIBC's Change Initiative Risk Assessment (CIRA) process as mandated; ... Equity Markets, Commodities, Fixed Income, Treasury, etc), including up to Senior Management levels; + Partner with cross-functional groups (Middle Office, Finance,… more
- Weill Cornell Medical College (New York, NY)
- …of clinical trials in conjunction with all pertinent staff, including: the monitor/ auditor , the regulatory office, investigational pharmacy, and investigators. + ... research studies. **Job Responsibilities** + Coordinate clinical trials in compliance with federal regulations, GCP guidelines, and internal policies. Ensures… more
- Molina Healthcare (Syracuse, NY)
- …and mitigate findings. + Manage documentation (eg, requesting, reviewing, preparing) for regulatory and compliance audits & assessments. + Ensure compliance ... on internal and third-party risk assessments and audits. Assessment and compliance activities include validating controls in the IT department, managing risk… more
- Robert Half Finance & Accounting (Syracuse, NY)
- …for the organization. This role is vital in ensuring accurate financial reporting, regulatory compliance , and effective management of capital assets and leases. ... from Robert Half is working with a Syracuse client of his to find a Senior Property-Lease Accountant for a newly created role due to growth. This individual will… more
- SMBC (New York, NY)
- …The ideal candidate will be responsible for overseeing complex audits as an Auditor in Charge, ensuring work is performed in accordance with IIA standards and ... feedback to audit team. + Effectively communicate with stakeholder and audit senior management to clearly articulate audit strategy, testing results and corrective… more