- University of Rochester (Rochester, NY)
- …Chief Compliance Executive for Academic and Central Administration (CCE) serves as a senior leader and key member of the University's executive team, responsible for ... administrative functions. The CCE is a trusted advisor to senior leadership as well as the president, and the...and act as the primary advisor on compliance-related matters. Risk Identification and Management: + In partnership with University… more
- SMBC (New York, NY)
- …working in the banking & financial services industryas an internal and/or external auditor specifically to lead audit coverage of CFO fucntion within Internal Audit ... will be responsible for leading financial and regulatory reporting audits as an Auditor In Charge, ensuring work is performed in accordance with IIA standards and… more
- Axis (New York, NY)
- …insurance and reinsurance. We stand apart for our outstanding client service, intelligent risk taking and superior risk adjusted returns for our shareholders. We ... our collective success?** The **Head of AXIS Business Continuity** is a senior leader responsible for the strategic direction, governance, and operational execution… more
- KeyBank (Amherst, NY)
- …typically achieved through work as a: business, data, operations, compliance, or risk analyst; internal auditor ; or role that includes significant aspects ... Road, Brooklyn Ohio **About the Job** As part of Key's second-line-of-defense Compliance Risk Management function, the Risk Evaluation and Assurance Program (the… more
- SMX (Albany, NY)
- …+ Drive corrective and preventive actions, root cause analysis, and risk assessments. + Deliver training to ensure company-wide understanding and ownership ... identifying and deploying process enhancements. + Enhance documentation protocols, risk and change management strategies, and compliance monitoring efforts.… more
- SMBC (New York, NY)
- …timeframe. This position will not have any direct reports. When acting as the Auditor in Charge, the individual will be assigned an audit team (2-4 individuals from ... reports that clearly articulate results, conclusions and recommendations for review with senior audit management and auditees. + Challenge the ongoing coverage of… more
- Lockheed Martin (Liverpool, NY)
- …Management Experience Project Management, Leadership and Delegation Abilities\. ISO/AS9100 Auditor Risk Identification and Mitigation Formal Causal Analysis ... and corrective actions, and raises quality performance issues to senior leadership, as needed\. In a typical week, a...week, a QPM: \- Ensures Quality Engineering, Inspection and Auditor resources are in place to support surveillance activity… more
- SMBC (New York, NY)
- …(IAD). The ideal candidate will be responsible for overseeing complex audits as an Auditor in Charge, ensuring work is performed in accordance with IIA standards and ... duties. **Role Responsibilities:** * Lead and effectively execute high quality and risk based audits of Product Control function which involves extensive knowledge… more
- SMBC (New York, NY)
- …coverage of Front Office and associated support functions including Sales, Trading, risk management and Operations within the Internal Audit Department. The ideal ... candidate will be responsible for overseeing complex audits as an Auditor in Charge, ensuring work is performed in accordance with IIA standards and IAD policies and… more
- MTA (New York, NY)
- …MTA on a 24/7 basis. The analysis is conducted through technology risk assessments, data analytics tools, business processes reviews, and collaboration with security ... of new products and technologies, under the direction and guidance of senior colleagues, relevant to the assigned cybersecurity area to enhance cybersecurity posture… more