- City National Bank (Charlotte, NC)
- …applicable laws and regulations, ensuring controls are in place to mitigate compliance risk . Maintaining regulatory change management, policies and procedures, ... * COMPLIANCE OFFICER SENIOR -MORTGAGE ORIGINATION* WHAT IS...exam management and other regulatory affairs. * For Banking Compliance related roles, Certified Compliance Risk… more
- Capital One (Charlotte, NC)
- Senior Audit Manager, Corporate Compliance (Hybrid)...+ At least 7 years of experience in auditing, compliance , risk management or a combination + ... privacy compliance in the financial services industry + Certified Regulatory Compliance Manager (CRCM); Certified Internal Auditor (CIA) or Certified Public… more
- Cardinal Health (Raleigh, NC)
- …vulnerability scanning, virus management and intrusion detection as well as completes risk assessments. The **IT Governance and Compliance ** function within the ... of people every day. **_Job Overview:_** We are seeking a **strategic** and experienced ** Senior Engineer for IT Governance and Compliance ** , who will be… more
- Cardinal Health (Raleigh, NC)
- …vulnerability scanning, virus management and intrusion detection as well as completes risk assessments. The **IT Governance and Compliance ** function within the ... guidance/advice on future certifications from cost models to balancing between compliance , risk , and business benefit. **_Daily Responsibilities:_** + Partner… more
- Capital One (Charlotte, NC)
- Senior Tech Audit Manager - Global Payment Network Capital One's Audit function is a dedicated group of professionals focused on delivering top-quality assurance ... opportunity. Capital One is seeking an energetic, self-motivated Technology Senior Manager with experience evaluating and analyzing technology and cybersecurity… more
- Truist (Raleigh, NC)
- …objective risk -based internal audit assurance and advisory services. The Senior Audit Manager further develops and maintains specialization and expertise in ... risk management and assists in line of business relationship management and risk monitoring. The Senior Audit Manager is responsible for ensuring audit… more
- Coinbase (Charlotte, NC)
- …Audit is to objectively evaluate and audit the effectiveness of governance, compliance , risk management, and control process. The in-house Coinbase Internal ... partners (eg, Finance, Legal, IT, Security, and 2nd Line functions like Risk Management and Compliance ) and external auditors. Strategically manage these… more
- City National Bank (Charlotte, NC)
- …for new or revised laws and regulations. * Assist the Compliance Manager, Senior Compliance Officer, and Risk Assessment team with the evaluation of ... ensures business continuity. WHAT WILL YOU DO? * Reviews/challenges compliance risk assessments, analyzing the Bank's ...line of business to remediation plans. * Works with Senior Compliance Officer, Compliance Manager… more
- City National Bank (Charlotte, NC)
- …highlighting consumer compliance risks and control weaknesses. * *Consumer Compliance Risk Management:* Understands and assesses risks related to consumer ... equivalent * Minimum 4 years of audit or related experience in banking operations, compliance , and/or risk management activities. * Minimum 1 year of experience… more
- TD Bank (Charlotte, NC)
- …in alignment with applicable policies and regulatory guidelines for TD Bank's Governance, Risk & Oversight Functions. The US Consumer Compliance team is ... This role will mentor staff auditors, manage relationships with senior management, and contribute to the continuous improvement of...+ Banking industry audit experience with focus on Governance, Risk & Oversight of US Consumer Compliance … more