- American Express (New York, NY)
- …years of relevant experience in audit or other relevant role in the financial services, risk management , banking, or card products industry + BA or BS in ... articulately and with impact to individuals at various levels of business management + Develop and maintain collaborative senior stakeholder relationships across… more
- City National Bank (New York, NY)
- …and aggregate front line risk assessments and report results/recommendations to senior management . * Manage assigned staff and conduct appropriate coaching ... regulatory reporting in a data management environment * Minimum 10 years of management experience in compliance, risk management or audit. * Minimum 7… more
- HSBC (Buffalo, NY)
- …over the design and operating effectiveness of the Group's framework of risk management , control and governance processes. GIA possesses specialized capabilities ... Audit (GIA) is to help the Board and Executive Management to protect the assets, reputation, and sustainability of...plan and effectively participate and/or lead audits on a risk -based approach + Provide analytical support to the RCCL… more
- American Express (New York, NY)
- …+ 15 years of experience in SOX compliance, internal audit or financial risk management , preferably within the financial services industry + In depth ... program status, trends, evaluation, and remediation of deficiencies to senior leadership and risk committees of the...Internal Auditor (CIA), or Certified Information Systems Auditor (CISA) certification required; other risk or… more
- University of Rochester (Rochester, NY)
- …standards. The CCE will build and maintain strong, collaborative relationships with senior management and internal stakeholders, helping to identify compliance ... throughout the University. Preferred + An in-depth understanding of institutional governance, risk management , and the regulatory landscape for higher education… more
- SMBC (New York, NY)
- …years of audit experience in areas related to AML, sanctions and fraud risk management programs and regulations, banking regulations, local standards, and ... to its employees. **Role Description** SMBC is seeking a Senior Internal Auditor to work within the...processes and internal controls and emerging risks in key risk areas of the determined audit scope to provide… more
- American Express (New York, NY)
- …you will provide independent and objective assurance on the effectiveness of risk management , internal controls, and governance processes, while also building ... and controls. + Present audit overviews and results to senior management , supported by sound awareness of...regulatory requirements applicable to banks. + Knowledge of Compliance risk management processes including compliance risk… more
- Axis (New York, NY)
- …Continuity team and platform, ensuring operational readiness and alignment with enterprise risk management objectives. **What will you do in this role?** ... , Enterprise Risk , Audit/Compliance, and Communications to ensure integrated risk management . + Lead enterprise-wide incident response coordination and… more
- SMBC (New York, NY)
- …in other technology and control functions including legal, compliance, data security and risk management to promote front-to-back collaboration across risk ... controls within a prescribed timeframe. When acting as the Auditor in Charge, the individual will be assigned an...risks. + Ability to act as trusted advisor to senior management using discretion and sound judgment… more
- MTA (New York, NY)
- …MTA on a 24/7 basis. The analysis is conducted through technology risk assessments, data analytics tools, business processes reviews, and collaboration with security ... and processes to address potential threats + Compiles and analyzes data for management reporting and metrics + Monitors relevant information sources to stay up to… more