- KeyBank (NY)
- …Management, Shared Services lines of business and Regulation W. . Serve as the bank 's Regulation W Officer . . Provide strong leadership, mentoring, and guidance ... THE JOB** The Third Party Management, Shared Services and Regulation W Compliance Manager is responsible for assisting the applicable Compliance Executive… more
- MUFG (New York, NY)
- …A member of our recruitment team will provide more details. Risk and control officer will be responsible for assisting with the duties of the BURM (Business Unit ... of issues and partner with stakeholders in opening issues (Audit/ Compliance /Management Identified)Completing Issue Closure TemplatesAcquiring the necessary management approvalsScheduling… more
- City National Bank (New York, NY)
- *ACCOUNT MANAGER SENIOR ENT* WHAT IS THE OPPORTUNITY? This person is responsible for the day-to-day interaction with customers of the Entertainment Division. They ... and operational needs. As the operational expert for the client, the Account Officer /Manager is positioned to proactively execute on the concepts developed by the… more
- BMO Financial Group (New York, NY)
- …+ Monitors the credit portfolio through transaction review & approval to ensure compliance with the Bank 's lending policies and procedures. + Provides credit ... quality of the assigned portfolios are maintained within the Bank 's risk tolerance, policies & procedures, and meet financing...decisions as a trusted advisor. + Makes recommendations to senior leaders on strategy and new initiatives, based on… more
- TD Bank (New York, NY)
- …dedicated to setting new industry standards. TD Bank is seeking a ** Senior Analyst for Compliance Strategy and Operations (S&O)** to support the overall ... Create and generate executive case summaries to support Chief Compliance Officer reporting to Executive Leadership, the...and discretion in interacting and communicating with staff and senior management of the Bank with respect… more
- TD Bank (New York, NY)
- …your recruiter who can provide you more specific details for this role. **Job Description:** This Compliance Officer is a key member of the TDS US Compliance ... working with regional testing teams across the globe. This Compliance Officer will also support other aspects...judgment and ability to closely partner with and advise senior and line managers and other stakeholders on regulatory… more
- TD Bank (New York, NY)
- …business area/function and the bank , both internally and/or externally The Senior Compliance Office provides advice, guidance and support to business units ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $135,000 USD TD is...risk. **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more
- TD Bank (New York, NY)
- …specific details for this role. **Job Description:** We are seeking an experienced Conflicts Officer to join our Compliance Control Room at TD Securities. This ... and other business units within TD Securities and TD Bank as needed. + Work closely with the Conflicts...with opportunities for innovation and leadership. + Collaborate with senior leaders across compliance , legal, and business… more
- Heritage Financial Credit Union (Middletown, NY)
- Senior Lending Compliance Analyst - Remote (Onsite as Needed) Fully Remote * Middletown, NY ... Description Come join Heritage Financial Credit Union's Risk & Compliance team as the Senior Lending ...financial institution, auditing firm, or consulting firm with regulatory compliance focus + Bank operations experience in… more
- Bank of America (New York, NY)
- …Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/EFR-Liquidity-Risk-Sr-Specialist\_25030378) **Job Description:** At Bank of America, we are ... we make an impact in the communities we serve. Bank of America is committed to an in-office culture...the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief Financial Officer… more