- Capital One (Charlotte, NC)
- Principal Auditor (Experienced Senior Auditor), Financial Crimes Compliance Capital One's Audit function is a dedicated group of professionals focused on delivering ... Qualifications: + Certified Fraud Examiner (CFE), Certified Anti-Money Laundering Specialist (CAMS), or Certified Regulatory Compliance Manager (CRCM), Certified… more
- Capital One (Charlotte, NC)
- Principal Auditor (Experienced Senior Auditor) Corporate Compliance Audits (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on ... performing in the role of auditor-in-charge. + 4+ years of experience in banking , in the financial services industry, in a professional services firm serving clients… more
- RELX INC (Raleigh, NC)
- …executives forge commercial relationships with their clients. About the Role: This Senior Counsel position will provide legal support to internal clients primarily ... when necessary, with in-house counsel colleagues in foreign jurisdictions, in specialist counsel roles, and for single-division procurement contracts and matters. +… more
- Bank of America (Charlotte, NC)
- …Specialist II, Lending Client Associate, Lending Client Support Manager, Lending Specialist , Senior Banker, Business Solutions Advisor or Financial Solutions ... for clients with residential mortgage needs and is the primary lending specialist working full time within the financial center. Key responsibilities include… more
- First Horizon Bank (Charlotte, NC)
- …oriented Corporate Treasury team is looking to add an experienced financial analyst/client specialist to help build new Wholesale Public Funds (WPF) Desk. This role ... To be effective in this high visibility role the analyst/ specialist must be well-organized, detail-oriented, possess superior analytical and communications… more
- TD Bank (Charlotte, NC)
- …analysis and support for key business areas/portfolios as assigned. Proactively manages senior relationships in order to provide seasoned and deep business insights, ... parties + Serves as a source of advice to senior management in field of specialty; may lead team(s)...of complex projects and initiatives requiring seasoned business partner specialist knowledge and/or the integration of cross functional processes… more
- TD Bank (Charlotte, NC)
- …compliance programs. This critical role reports to the lead Governance Program Management Senior Manager and will lead the design and development of the Compliance ... have direct reports but will be supported by a Senior Analyst and will work closely with the ...of the Compliance program + Represents CGO as a specialist on internal or external committees as well as… more
- City National Bank (Charlotte, NC)
- …results of testing performed, and effectively communicate audit results to the Senior Audit Manager/Director and senior management in meetings, presentations, ... Custody Services, Specialty Wealth Assets, Investment Advisory, Broker/Dealer, Investment Banking activities for CNB's Capital Markets, Registered and Unregistered… more
- TD Bank (Charlotte, NC)
- …compelling business context and advice; influences and gains alignment across increasingly senior stakeholders + Works autonomously as the lead and guides others ... **Desired Skills & Experience** + Prior regulatory compliance experience within the banking industry and a familiarity with the regulatory change environment. +… more
- TD Bank (Charlotte, NC)
- …compelling business context and advice; influences and gains alignment across increasingly senior stakeholders + Works autonomously as the lead and guides others ... **Ability to independently identify, assess, and escalate issues requiring senior management attention.** **Customer Accountabilities:** + Works with Compliance… more