- US Bank (New York, NY)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... At US Bank , we're on a journey to do our...within our insurance sector. Grows revenue as directed by senior management by successfully prospecting for new business and… more
- CBRE (Albany, NY)
- Senior Counsel, Debt and Structured Finance Job ID 229853 Posted 04-Sep-2025 Service line Advisory Segment Role type Full-time Areas of Interest Legal Location(s) ... loans. More information is available at http://www.cbre.us/real-estate-services/investor/debt-and-structured-finance. As a Senior Counsel on the Advisory team of CBRE's Legal… more
- Cherry Bekaert (Albany, NY)
- …practice, we have an excellent opportunity for a ** Senior Associate (Regulatory Compliance)** to join our team providing ... you are a current public accounting professional or internal bank auditor seeking an opportunity for career growth within...the power of the individual, keep reading. **As a Senior Associate, you will:** Work individually or as part… more
- Capital One (New York, NY)
- Senior Audit Manager, Financial Crimes Compliance & AML (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on delivering top-quality ... growth and professional opportunity. Capital One is seeking an energetic, self-motivated Senior Audit Manager interested in becoming part of our Audit team, with… more
- Carrington (Albany, NY)
- …team and work remote from home!** **What you'll do:** Supporting the Project Manager, the Senior BSA will be responsible for engaging with the business to gather ... business to meet project timelines, including working sessions and follow-ups + Act as the primary contact for technology, reporting, system integration and process… more
- TD Bank (New York, NY)
- …relationships inside and outside the firm; Trading Desks, Counter-Parties, Clearing Bank and Customers** **Acts as a specialist owner or representative in ... communicate project status and provide timely escalation of issues to senior management to ensure project objectives are met** **Interfaces with regulators,… more
- First National Bank of Omaha (NY)
- …are responded to appropriately and expeditiously. Compliance: Understand and comply with the Bank 's BSA /AML Program, which includes, but is not limited to the ... the biggest possible outcomes. We are looking for a Senior Account Executive to join our team during a...for assigned partner programs. + Accountable for contract management Act as a leader with internal cross-functional teams to… more
- Coinbase (Albany, NY)
- …is responsible for executing Compliance controls with adherence to Coinbase's BSA /AML program, transaction monitoring, KYC, CDD, and EDD policies, procedures and ... vendor partners or overall performance and the quality. * Coordinate with senior management and provide insights for process improvement. * Communicate effectively… more
- City of New York (New York, NY)
- …of safe, code and zoning complying construction. Your role: Reporting to the Senior Zoning Specialist, the selected candidate will be responsible for, but not ... resolve complex and challenging zoning issues. - Working with Senior Zoning Specialist(s) and the Director of Code &...preparing background technical information for DOB Legal Unit for BSA cases and other court cases. - Performing the… more
- City of New York (New York, NY)
- …financing, money laundering and other criminal activity. - Reviewing FinCEN BSA filings to identify suspicious activity, perform investigative analysis and make ... appropriate recommendations to senior management. - Analyzing and synthesizing financial data and other evidence gathered in criminal investigations, and preparing… more