- City National Bank (Raleigh, NC)
- *SR AUDIT MANAGER- BSA /AML* WHAT IS THE OPPORTUNITY? The Senior...BSA requirements, including but not limited to the Bank Secrecy Act and OFAC ... policies, and the effectiveness of operations of the BSA /AML function. The Senior Manager will be...and procedures as well as all regulatory requirements (eg Bank Secrecy Act , Know Your… more
- US Bank (Charlotte, NC)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... At US Bank , we're on a journey to do our...Interprets findings from statistical analyses performed for communication to senior and executive level management in written and verbal… more
- Regions Bank (Charlotte, NC)
- …logging into the careers section of the system. **Job Description:** At Regions, the BSA AML and OFAC Compliance Function Manager operates as a first, second, or ... reviews to identify potential areas of risk related to BSA , AML, and OFAC compliance and develops strategies to...exempt from timekeeping requirements under the Fair Labor Standards Act and is not eligible for overtime pay. This… more
- City National Bank (Concord, NC)
- …BSA function and/or with financial industry companies * Minimum 5 years of the Bank Secrecy Act (AML/KYC), USA Patriot Act (Anti-Terrorist Financing, ... function within the detection and prevention control environment. This Senior Manager will drive bank 's transaction monitoring...Sr Manager shall work with Technology and Innovation and BSA Financial Intelligence teams to set the priority of… more
- Wells Fargo (Charlotte, NC)
- …verbal, written, and interpersonal communication skills + Experience in Bank Secrecy Act and Anti-Money Laundering ( BSA /AML), International, Sanctions ... **About this role:** Wells Fargo is seeking a Senior Auditor on the Financial Crimes Audit Team....The Financial Crimes Audit Team oversees, manages, and executes BSA /AML/OFAC related audits across Wells Fargo lines of business,… more
- Fifth Third Bank, NA (Charlotte, NC)
- …issues and risk in the environment. + Contribute updates to the risk assessment. BANK SECRECY ACT REQUIREMENTS: Responsible for adhering to the reporting ... and record keeping requirements of the Bank Secrecy Act and Anti-Money...bank 's customer identification program (CIP) rules, observing all Bank policies and procedures relating to BSA ,… more
- TD Bank (Charlotte, NC)
- …(eg, CAMS, CFE). + Strong knowledge of financial crime typologies and AML regulations, including the Bank Secrecy Act ( BSA ), USA PATRIOT Act , and ... initiatives, 314a/314b, and internal referrals. The Financial Crime Risk Senior Investigator conducts complex investigations into potential money laundering,… more
- TD Bank (Charlotte, NC)
- …to high-risk customer types and associated activity + Ensures adherence to AML regulations, the Bank Secrecy Act ( BSA ), Office of Foreign Assets Control ... of Business:** Financial Crime Risk Management **Job Description:** The Senior Financial Crime Risk Management Analyst, KYC High Risk...ongoing oversight of an effective KYC Program for TD Bank US Holdings. The KYC Program Team is tasked… more
- Banc of California (Durham, NC)
- …Real Estate Settlement Procedures Act (RESPA), Fair Credit Reporting Act (FCRA), Bank Secrecy Act ( BSA ) in conjunction with the USA PATRIOT ... CAREER** Banc of California, Inc. (NYSE: BANC) is a bank holding company headquartered in Los Angeles with one...rules, regulations and orders issued pursuant to the OSHA Act of 1970, which are applicable to one's own… more
- City National Bank (Charlotte, NC)
- … Operational and Credit policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act , Know Your Client, Community Reinvestment Act ... the portfolio across entertainment and sports related firms. * Act as a senior advisor, demonstrating expertise...syndications for large credit relationships in conjunction with the Bank 's syndications team. * Calls on existing or prospective… more