- TD Bank (New York, NY)
- …programs related to all aspects of AML and ATF laws + Works with senior business unit management/partners to develop proactive strategies, tactics, policies and ... Business Oversight. **Primary duties include:** + Demonstrate governance, control and risk management behaviors aligned with TD policies...expert in all aspects of financial crime risks and controls across a range of Global Markets activity, to… more
- TD Bank (New York, NY)
- …results, and high aspirations and motivation for career progression to senior leadership roles **Customer Accountabilities:** + Completes business objectives ... (eg financial controls , segregation of duties, transaction approvals and physical control of assets) + Protects the interests of the organization - identifies… more
- Citigroup (Queens, NY)
- Senior manager within Citi's Corporate Insurance and...and risk control + Insurance support to business units and senior / business risk managers ... to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues… more
- NBT Bank (Oneida, NY)
- Pay Range: $60,450.00 - $76,619.00 Under the general supervision of the Senior Auditor and/or Audit Manager , the IT Auditor I is responsible for the timely ... work is completed under the general supervision of the Senior Auditor and/or Audit Manager , the IT...+ Basic knowledge of IT infrastructure and IT Security Controls . + Communicating ideas, concepts, and messages in a… more
- TD Bank (New York, NY)
- …environment. + Ability to project confidence and professionalism in dealings with senior business personnel. + Strong knowledge of technology infrastructure and ... the state of compliance to the Board, UDP and senior management, as needed, and objective guidance and effective...+ Effectively communicates and partners with stakeholders from the business and other Support & Control functions… more
- M&T Bank (Buffalo, NY)
- …participation in classroom training, observations of departmental presentations, interaction with senior management, peer networking, and working in teams on two ... OJT responsibilities vary by department and are assigned by the department manager . The position may be responsible for additional projects as assigned by… more
- M&T Bank (Buffalo, NY)
- …professional auditing standards. The jobholder reports to an Audit ( Senior ) Manager . **Supervisory/Managerial** **Responsibilities:** **Education and Experience ... of internal control concepts + Experience evaluating adequacy of the controls + Strong leadership skills + Experience coaching and developing others + Proven… more
- American Express (New York, NY)
- …audit report reviews and share insights / observations + Develop relationships with Senior Business Leaders across GCE, proactively identify changes in ... business environment, emerging risks, and control priorities that may impact Audit Plans,...compliance subject matter banking industry related knowledge to support business partnership efforts + Collaborate with Senior … more
- TD Bank (New York, NY)
- …Risk partners to interpret regulation or policy and assess applicability to business activities and controls + Strong conceptual, analytical and problem-solving ... relationships with registered Supervisors to oversee a myriad of controls and acts as a delegate on select activities....make decisions independently, while also able to collaborate with business , infrastructure support and control contacts to… more
- University of Rochester (Rochester, NY)
- …commissions/authorities. Coordinates and conducts the assessment of internal controls to ensure compliance as required by regulatory commissions/authorities. ... frameworks such as FAR and DFARS, and the application of ethical business practices. The Lead Contracting Compliance Officer will be responsible for developing,… more