- American Express (New York, NY)
- …to expand and enhance the Internal Audit Group. Our assurance and risk professionals have diverse backgrounds including internal controls , consumer compliance, ... and banking operations. Our audit teams align to key risk areas and business units to ensure...controls . + Present audit overviews and results to senior management, supported by sound awareness of portfolio risks,… more
- TD Bank (New York, NY)
- …team supporting various product control functions for the TD Securities business . + Ensure strong financial controls and efficient processes around the ... business lines adhere to policies and procedures, and controls are effective. Job Description + Within Controller &...Senior Manager covering CIB Credit in the Product Control Team, you will: + Oversee and/or manage specialized… more
- Sunrise Senior Living (Glen Cove, NY)
- …for answers and resolutions. + Complete payroll reconciliation per Sunrise internal business controls . + Process and manage unemployment and worker's ... **When you join Sunrise Senior Living, you will be able to use...deadlines are met. ** Business Processes - Key Controls ** + Ensure business controls … more
- JPMorgan Chase (New York, NY)
- …and compliance steps and managing documentation retention. You will interface with senior stakeholders across risk , compliance, controls , and legal ... **Job Responsibilities:** + Serve as the primary liaison with senior stakeholders across risk , compliance, controls...capabilities, and skills:** + 6+ years of experience in risk and compliance, business management, or a… more
- TD Bank (New York, NY)
- …Program Effectiveness Assessment. The ideal candidate possesses a deep understanding of Risk Control Self-Assessments, a high degree of organizational ability ... compliance Program Effectiveness Assessment + Serve as the lead liaison with first-line business risk owners and compliance oversight functions + Support the… more
- American Express (New York, NY)
- …Group. Our professionals come from diverse backgrounds including internal controls , regulatory compliance, financial accounting, operational risk , technology, ... one professional certification. Our audit teams align to key risk areas and business units to ensure...letter to the Board. Lead communications with regulators and senior executives on these risk categories and… more
- Citigroup (Getzville, NY)
- …in financial services industry + Continuity of Business , Mandatory Absence, Risk , Operational Risk , Controls , Project Management + Exceptionally strong ... stakeholders in the assessment and scoping of SOX controls , and monitor control effectiveness. + Coordinate...authority + Influential & persuasive + Effective communication with Risk Senior Management and seniors across Citi… more
- Citigroup (New York, NY)
- …ensuring compliance with Issue Management Policy, Standards and Procedures + Facilitate Business / Function Quality Control engagement across the full lifecycle ... status of control gaps and Issues quality control processes highlighting risk and escalating concerns...requirements and internal policies + Partner with internal audit, business units, and senior management, communicating effectively… more
- TD Bank (New York, NY)
- …assists in developing Compliance Team procedures + Facilitates the periodic Compliance risk and self-assessment activities for designated business using TD's ... audience + Actively manages relationships within and across various business lines, corporate and/or control functions and...and assesses potential impacts + Maintains a culture of risk management and control , supported by effective… more
- American Express (New York, NY)
- …and reporting phases of their assigned portfolios. + Develops and maintains relationships with Senior Business Leaders across all business units to identify ... to expand and enhance the Internal Audit Group. Our assurance and risk professionals have diverse backgrounds including internal controls , consumer compliance,… more