- TD Bank (New York, NY)
- …regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment ... skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs. As a candidate, you are encouraged to… more
- Citigroup (New York, NY)
- …* **Citi Enterprise Architecture Methodology (CEAM)** is designed to strengthen Citi's Business Processes, support automation of Citi's control environment, and ... and costs in line with Services priorities + Prioritize investments based on business value, risk reduction, and strategic alignment, ensuring focus on reducing… more
- TD Bank (New York, NY)
- …sustainable, scalable, and repeatable + Leverage the results and output from Risk Control Self-Assessments and Program Effectiveness Assessments to facilitate ... of compliance standards, must have a deep understanding of Risk Control Self-Assessment, Control Effectiveness...Delivers relevant subject matter expertise and Compliance advice to business Compliance partners + Interacts with control … more
- American Express (New York, NY)
- …effective oversight and credible challenge to the 1st line's implementation of data-related controls within the Risk and Control Self-Assessment (RCSA) and ... management within the banking/financial services industry including policy & procedure development, risk appetite, risk control self-assessment and testing,… more
- Scotiabank (New York, NY)
- …respective areas, while ensuring the adequacy, adherence to and effectiveness of day-to-day business controls to meet obligations with respect to operational ... provides a full range of investment banking, credit and risk management products and services relevant to the financing...closely with, and providing support, advice and guidance, to business unit and control function management to… more
- Citigroup (New York, NY)
- The Operations and Business Management AVP role within the Enterprise Services and Public Affairs, Community Investing and Development is a key member of the ... and Development (CID) team, reporting to the Operations and Business Management SVP. The CID team works to enhance...the function. **Key Responsibilities:** + Support oversight of CID risk management and operations practices + Build a knowledge… more
- TD Bank (New York, NY)
- …as required + Delivers relevant subject matter expertise and Compliance advice to business Compliance partners + Interacts with control functions within the ... controls , segregation of duties, transaction approvals and physical control of assets) + Participates in cross-functional/enterprise/initiatives as a subject… more
- Citigroup (Getzville, NY)
- …timely trade reporting submission + Liaise closely with internal stakeholders, including Business , Legal, Compliance, Risk / Control , Operations & Technology, ... to drive continuous improvement of trade reporting controls + Regulatory risk project management ownership ( business requirements, analysis, and testing) for… more
- US Bank (New York, NY)
- …of the business line's operations, products/services, systems, and associated risks/ controls -Assess the adequacy of the control environment, identify ... change management, vendor management, interface controls , logical access controls , and input/processing/output controls , and business continuity),… more
- M&T Bank (Buffalo, NY)
- …technology controls . Other Responsibilities + Adhere to applicable compliance/operational risk controls in accordance with Company or regulatory standards ... deep knowledge of data governance, data quality, financial systems, and technology risk to assess associated risks and controls effectively. The consultant… more