- American Express (Apex, NC)
- …Compliance, and first-line stakeholders. * Establish and maintain comprehensive documentation, metrics, controls and Risk and Control Self-Assessments around ... assessments, the delivery of general and bespoke training content from Board- and Senior Executive-levels, across lines of business , first and second lines of… more
- Bank of America (Charlotte, NC)
- …to team strategy, priorities and contributions. + ** Risk Manager:** Ensures proper risk discipline, controls and culture are in place to identify, escalate ... a team to deliver technology products and services that meet business outcomes. Key responsibilities include developing a technology strategy, ensuring technology… more
- Truist (Charlotte, NC)
- … to comply with relevant GAAP such as to prevent deficiencies in internal control over financial reporting. Support the Risk Management Organization through the ... the United States (GAAP) and subject to effective internal controls in connection with the SOX and FDICIA programs....financial reporting issues to the Finance organization and other senior leaders. Following is a summary of the essential… more
- Synchrony (Charlotte, NC)
- …+ Demonstrate verbal and written ability to articulate the business objectives, business risk , processes, and controls + Ability to objectively identify ... with management, including the identification of process risks and controls + Document clear audit work papers that succinctly...control deficiencies and assess the impact to the business + With support from the Senior … more
- Bank of America (Charlotte, NC)
- …and complaints. The Process Control and Reporting Services Team within Business Controls is responsible for Broker Dealer Separation Oversight, Identify & ... Mentoring + Research + Trade Operations Management **Line of Business Job Description:** The Business Controls... organization within Wealth Management Operations (WMO) provides horizontal risk and control governance oversight for WMO,… more
- Cisco (Research Triangle Park, NC)
- … level management. Able to articulate technical issues to key partners in terms of business risk and effects on desired business outcomes. * Delivery ... as a motivator for change. The mission of Governance, Risk and Controls (GRC) is to provide...support assessments * The ability to detail processes, assess business risks, while identifying controls and the… more
- Citigroup (Charlotte, NC)
- …troubleshoot issues/roadblocks, perform quality control + Appropriately assess risk when business decisions are made, demonstrating particular consideration ... + Partner with each of the originating and coverage business lines, credit risk , operations, legal, etc....loan operations to define and implement operational metrics and risk and control reviews to ensure all… more
- Wells Fargo (Charlotte, NC)
- …discrepancies, including sanctions disposition and transaction reconciliation + Participate in risk and control assessments, quality assurance reviews and ... + Risk & Compliance Oversight- Support health check reviews, Controls monitoring and validation readiness for regulatory audits and internal assessments +… more
- Regions Bank (Charlotte, NC)
- …Compliance Function Manager operates as a first, second, or third line of defense risk management expert that advises on business and/or product decisions. The ... contribute to workflow or process change and redesign, and risk and control identification This position is...products and services. + Prepare and deliver comprehensive reports, risk assessments, and program updates to senior … more
- Truist (Charlotte, NC)
- …that specifically relate to internal operating controls . Coordinate updates to controls , policies, procedures, and risk / control documentation. Manage and ... of financial ratios, trends, covered exposure tracking and market-terms. Assist with risk and control assessments to ensure the regulatory reporting function… more