• Director, Compliance - Testing Team Lead, TD…

    TD Bank (New York, NY)
    …has enterprise wide impact or accountability. + Position deals with senior /executive management. + Key contact for business management, regulators and ... JD desirable but not required. + Knowledge of operations, finance, regulatory reporting, sales and trading, and applicable rules and regulations, and the ability to… more
    TD Bank (08/22/25)
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  • Compliance Officer, Regulatory Relations Core…

    TD Bank (New York, NY)
    …businesses, functions and topics, including operations, finance, regulatory reporting, and sales and trading, and prepare business personnel for meetings with ... of other firms + Conducts/oversees complex analysis and develop recommendations for business/ senior management based on findings + Interprets the impact and advise… more
    TD Bank (08/02/25)
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  • Liquidity and Liability Management Associate

    Neuberger Berman (New York, NY)
    …by private equity firms. NB Private Debt focuses on performing first lien, senior secured loans to US private equity-owned companies. The Private Debt team sits ... + Assist with liquidity reporting and management across the platform, ensuring adequate capital reserves are in place to meet all investment needs or fund… more
    Neuberger Berman (07/25/25)
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  • Director, Trade Surveillance - Data Quality

    TD Bank (New York, NY)
    …engages with key stakeholders across TD Securities (TDS), including Markets Sales and Trading leaders, Technology, Advisory Compliance, and Risk functions. The ... issues, implement controls to prevent recurrence, and enhance reporting mechanisms for senior management. + Stakeholder Engagement: Serve as primary contact to Trade… more
    TD Bank (06/07/25)
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  • Associate, Product Risk

    HSBC (New York, NY)
    …our more than 40 million customers. We're bringing together the people, ideas and capital that nurture progress and growth, helping to create a better world - for ... the product, from its introduction to feeding into the sales suitability journey. The role for the Americas region...risk managed + Provide guidance, with direction from the manager to the CIB-MSS Desks across our sites to… more
    HSBC (08/27/25)
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  • Vice President, US Markets Equities Compliance…

    TD Bank (New York, NY)
    …advisory experience with background in OTC and Exchange-Traded Equities, and Electronic Sales & Trading. This role will support the continued integration of a ... Significant experience in providing legal, regulatory or compliance advice to Equity Sales & Trading Businesses + Strong knowledge of applicable securities laws,… more
    TD Bank (08/09/25)
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  • Associate, Global Markets Documentation Regulatory…

    TD Bank (New York, NY)
    …trading desk and prepares Credit Management reporting to be distributed to senior management. **Depth & Scope:** + Reviews and investigates trading excesses. ... for monitoring and control function for the Loan/High Yield Sales and Trading and Cross Asset Trading portfolios are...We Are** TD Securities offers a wide range of capital markets products and services to corporate, government, and… more
    TD Bank (08/29/25)
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  • VP, Equity Research - Aerospace & Defense

    TD Bank (New York, NY)
    …compelling business context and advice; influences and gains alignment across increasingly senior stakeholders + Acts as a technical expert / lead integrating ... + 5+ years related experience **Customer Accountabilities:** + Works closely with the sales and trading group to develop new relationships, and with other analysts… more
    TD Bank (08/27/25)
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  • Program/Project Engineering Management Regional…

    Celestica (New York, NY)
    …with customers, business leaders, partners, etc. You will develop and leverage senior level relationships with external customers and internal partners ( Sales , ... **Typical Experience** 7-10 Years of experience as team lead / project manager , people leader. **Typical Education** Bachelor's degree in a related technical field,… more
    Celestica (08/20/25)
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  • Supervisory Principal VP

    Citigroup (New York, NY)
    …within stated policy guidelines + Interface, consult with and escalate to Senior Management and partners including, but not limited to, Compliance, Legal, AML, ... Regional Business Risk, Regional COO and Sales Management + Assist with ad-hoc projects and/or workflow...with ad-hoc projects and/or workflow testing as assigned by Manager + Assist with coaching and training Registered Representatives… more
    Citigroup (08/16/25)
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