- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is ... rule, or regulation and design and delivery of a risk management framework that maintains risk levels...+ Providing oversight and guidance over the assessment of complex issues, structures potential solutions and drives effective resolution… more
- CIBC (New York, NY)
- …**What You'll Be Doing:** The Swap Dealer Compliance Officer is responsible for performing important advisory, training, surveillance ... to support CIBC's Swap Dealer Compliance program. The Swap Dealer Compliance Officer is primarily responsible for 1) advising CIBC's global Swaps OTC Derivatives… more
- TD Bank (New York, NY)
- …determine benchmarks and/or best practices of other firms + Conducts/oversees complex analysis and develop recommendations for business/ senior management based ... you more specific details for this role. **Job Description:** The Compliance Officer within Regulatory Relations Core Compliance assists in the development and… more
- MTA (Jamaica, NY)
- …Demonstrated experience with and an understanding of System Safety Engineering and Safety Risk management in complex systems. * Knowledge of Safety Standards ... Chief Program Officer -Safety Management Systems Job ID: 12137 Business Unit:...Title 49 CFR Part 270 System Safety and Fatigue Risk Management Program Plan requirements. his position also directs… more
- CDM Smith (Buffalo, NY)
- …employee-owned firm) is seeking a strategic, hands-on, and results-driven Chief Financial Officer (CFO) to lead our global financial operations. The CFO will be ... and recommendations. * Establishes and maintains strong relationships with senior executives to identify their needs and seek a...* Advises the CEO and Board on financial planning, risk management, and capital structure. * Develops and evaluates… more
- KeyBank (NY)
- …institution laws and regulations, as applicable. + Collaborate with the Chief AML Officer , Financial Crimes Risk Management Directors, and other stakeholders on ... Crimes Anti-Money Laundering (AML) and Office of Foreign Assets Control (OFAC) Risk Assessments and related processes, procedures, and controls. Work closely with… more
- Raymond James Financial, Inc. (New York, NY)
- …RJF Compliance Senior Leadership Team, the Capital Markets Chief Compliance Officer will collaborate with senior business leaders to drive strategic ... high level of autonomy, the Capital Markets Chief Compliance Officer will lead and oversee the design, implementation, and...risks. **Advanced Skill in:** + Leadership and collaboration across senior business units. + Strategic planning, risk … more
- CUNY (New York, NY)
- Deputy Chief Technology Officer , CUNY Network Services **POSITION DETAILS** The Office of Computing and Information Services (CIS) at the City University of New York ... support academic, administrative, and research functions. The Deputy Chief Technology Officer will be responsible for mitigating rising cyber threats, performance… more
- SMBC (New York, NY)
- …Co., Ltd. **Job Summary** The SMBC Americas Division Human Resources & Legal Control Officer is a change agent and risk management expert within the first ... on processes and control design, ensures effective assessment of non-financial risk across the broader operating environment, and supports interaction between the… more
- US Bank (New York, NY)
- …with loan covenants. Immediately elevate concerns and deteriorating credits to the assigned Senior Credit Approval Officer + Become an expert on applicable bank ... at-all from Day One. **Job Description** Job Description As a Regional Credit Approval Officer , you will be responsible for assessing and managing the credit risk… more