- Raymond James Financial, Inc. (St. Petersburg, FL)
- …+ Manages the preparation, consolidation and delivery of monthly and quarterly Compliance reports for senior leaders. + Collaborates with cross-functional teams ... Code of Conduct updates across the organization. + Routinely interacts with senior leaders within Compliance , Risk, AML and across the firm. + May represent the … more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and continuing education options. **Job Summary:** Raymond James is hiring a Supervision Senior Advisor to review and analyze account disclosures and transaction ... regulations and limit firm liability. Conduct internal reviews to ensure compliance with regulatory requirements and internal policies including potential conflicts… more
- Citigroup (Boca Raton, FL)
- The Senior Wealth Advisor SAFE Act is a seasoned professional role. Applies in-depth disciplinary knowledge, contributing to the development of new techniques ... segment partners where appropriate (including, but not limited to Senior Wealth Advisor , Small Business Partners, Home...Manage client follow-up and adhere to all Regulatory and Compliance operating procedures + Ensure that KYC/AML and other… more
- JPMorgan Chase (Palm Harbor, FL)
- **Job Profile:** Join our fun, high-energy team as a Senior Home Lending Advisor in Chase Home Lending and put your exceptional knowledge and understanding of ... making a significant impact on our business. As a Senior Home Lending Advisor in Chase Home...continued employment in this position would be contingent upon compliance with Truth in Lending Act/Dodd Frank Loan Originator… more
- JPMorgan Chase (Miami, FL)
- Join our fun, high-energy team as a Senior Home Lending Advisor in Chase Home Lending and put your exceptional knowledge and understanding of home lending ... making a significant impact on our business. As a Senior Home Lending Advisor in Chase Home...continued employment in this position would be contingent upon compliance with Truth in Lending Act/Dodd Frank Loan Originator… more
- USAA (Tampa, FL)
- …makes us special and impactful. **The Opportunity** As a dedicated Compensation Advisor , you will be responsible for the design, assessment, implementation and/or ... practices to identify root causes and address compensation issues. + Advise senior leadership and HR Business Partners on compensation programs, practices and… more
- PNC (FL)
- …valued and have an opportunity to contribute to the company's success. As a Compliance Program Advisor , you will be within PNC's Retail Organization supporting ... may not be available in all geographic locations. The Compliance Program Advisor should have the following:...If necessary, escalates identified risks to Line of Business Senior Management. - Identifies compliance impact on… more
- PingWind INC (Doral, FL)
- Systems Administrator Senior Advisor Doral, FL (http://maps.google.com/maps?q=Doral+FL+USA) Job Type Full-time Description Location:Doral, Florida Required ... Reviews and creates SOPs and other Documentation for various compliance areas + Service Now ticket system submission and...Last set etc.) + Routinely performs STIG/SCAP checks for compliance + Occasionally asked to perform MECM / SCCM… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …location: St. Petersburg, FL or Denver, CO. **Job Summary:** As part of the Advisor Technology group, the Sr Product Manager will focus on delivering tools and ... applications that support the advisor and support staff's day-to-day branch operations, specifically focused on Client Onboarding and Maintenance. The associate will… more
- PNC (Coral Gables, FL)
- …and have an opportunity to contribute to the company's success. As a Banking Advisor Sr. within PNC's Private Bank organization, you will be based in Coral Gables, ... banking products and services to internal and external clients. Ensures compliance with current banking policies and regulations. Provides leadership and mentoring… more