- TD Bank (New York, NY)
- …and manage regulatory compliance risk and conduct risk;** **Job Summary:** The Senior Compliance Business Oversight Analyst provides objective ... you more specific details for this role. **Line of Business :** Compliance **Job Description:** **Why Work with...Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight … more
- TD Bank (New York, NY)
- … Oversight , TD Securities, US **Position Summary** The US FCRM TDS Business Oversight team supports TD Securities in developing, implementing, and maintaining ... and plays a key role within US FCRM TDS Business Oversight . **Primary duties include:** + Demonstrate...+ Proficiency with Microsoft Word, Excel and PowerPoint. The Senior Compliance Office provides advice, guidance and… more
- WelbeHealth (Albany, NY)
- …vulnerable senior population. Under the direction of the VP, Compliance , the Senior Director, Audit & Oversight is a key leader within the Compliance ... PACE centers and business functions. **This role is different because the Senior Director, Audit & Oversight at WelbeHealth:** + Builds and shapes systems… more
- TD Bank (New York, NY)
- …manage regulatory compliance risk and conduct risk.** **Job Summary:** The Compliance Business Oversight Manager provides advice, support and objective ... and the US Wealth business in the implementation and execution of enterprise Compliance programs (ie, risk assessments, 2nd line oversight of business … more
- TD Bank (New York, NY)
- …with a team of enthusiastic colleagues dedicated to setting new industry standards. **The Compliance Business Oversight Manager manages the oversight of ... that can pivot quickly and adapt to changing priorities.** **Job Summary:** The Compliance Business Oversight Manager provides advice, support and objective… more
- MTA (New York, NY)
- Senior Associate, Office of Construction Oversight and Audit Job ID: 13002 Business Unit: MTA Headquarters Location: New York, NY, United States ... Date Posted: Sep 12, 2025 Description POSTING NO. 13002 JOB TITLE: Senior Associate, Office of Construction Oversight and Audit Services DEPT/DIV: Office… more
- TD Bank (New York, NY)
- …**Line of Business :** Financial Crime Risk Management **Job Description:** The Senior Financial Crime Risk Oversight Analyst provides a range of research, ... guidance, and business oversight to assigned portfolio, business...potential impacts + Coordinates with other AML/ATF/Sanctions/ABAC partners and business compliance partners to ensure consistency in… more
- Capital One (New York, NY)
- Senior Manager, Technology Change Risk Oversight Capital One is one of the fastest growing organizations in the world today, powered by our passion for our ... independent tests of our security and technology risk. Our business leaders must make technology decisions constantly. TRM makes...their advice and to deliver high-impact results. As the ** Senior Manager, Technology Change Risk Oversight ** you… more
- M&T Bank (Buffalo, NY)
- **Overview:** The Senior Liquidity Risk Oversight Analyst will support, and report, to the Segment Risk Manager responsible for oversight of interest rate, ... challenger-type models or utilize existing ALM model to increase efficacy of oversight activities. + Adhere to applicable compliance /operational risk controls in… more
- PNC (New York, NY)
- …contribute to the company's success. As a Quantitative Analytics and Model Consultant Senior within PNC's Market Risk Oversight organization, you will be based ... based in a PNC location. This role provides second-line oversight of Interest Rate Risk in the Banking Book,...portfolios. . Partner with Front Office, Finance, IT, Legal, Compliance , and other stakeholders. . Contribute to CCAR processes,… more