- Deloitte (Williamsville, NY)
- Senior Manager: Compliance & Reporting As a senior member of Records & Contracts (R&C), the R&C Senior Manager: Compliance & Reporting plays a key ... a senior member of R&C, leads the development, execution, management, oversight , and enhancement of records and contracts compliance projects and processes,… more
- TD Bank (New York, NY)
- …line with TD's Compliance Program + Works with executive team, senior business management/partners to develop proactive strategies, tactics, policies and ... you more specific details for this role. **Line of Business :** Compliance **Job Description:** **Why Work with...Senior Manager** to prepare executive reporting content for compliance and risk stakeholders. This critical role will lead… more
- Citigroup (New York, NY)
- Serves as a senior function/ business /product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is ... and compliance leadership to the Cash Equities businesses. Provides compliance guidance on function/ business /product rules and regulations relating to… more
- BMO Financial Group (New York, NY)
- …and fiduciary obligations are met. You will have a specific focus on compliance oversight over BMO's Fixed Income activities, and maintain current knowledge ... to ensure program remains current and aligned with BMO Compliance Program. Work with business /group and internal... Policies & Procedures manuals for requirements. Contribute to business /group results by providing oversight and making… more
- Highmark Health (Albany, NY)
- …managed care, Medicare and federal and/or state regulations, quality improvement and compliance oversight . + The ability to comprehend and interpret regulatory, ... strategy.Serves as a single point of contact for the business ' risks, compliance , privacy and security needs,...efforts. + Provide proactive guidance, education, and information to senior management, so that leaders remain informed and aware… more
- New York State Civil Service (Albany, NY)
- NY HELP No Agency Financial Services, Department of Title Virtual Currency Senior Analyst (Financial Services Specialist 2 ( Compliance ), SG-23) Occupational ... one of the following:* Evaluating the adequacy of board and management oversight of financial institutions' compliance programs.* Reviewing lending, deposit,… more
- Capgemini (New York, NY)
- …enhancing oversight and control. + Manage cross-functional teams and senior stakeholders, fostering collaboration across business and technology functions ... €22.5 billion. **Job:** **Organization:** _INVENT PEOPLE S&T_ **Title:** _Capgemini Invent - Senior Manager/Manager - Finance, Risk & Compliance - Banking_… more
- Zurich NA (New York, NY)
- Senior Compliance Advisor 125662 **Let's grow together!** Zurich Cover-More is one of the world's largest travel insurance and assistance providers and part of ... providers and leading retailers. **What's the job?** As our Senior Compliance Advisor for Zurich Cover-More North...our US and Canadian operations. You'll work closely with business leaders to identify and manage compliance … more
- City National Bank (New York, NY)
- * COMPLIANCE OFFICER SENIOR * WHAT IS THE OPPORTUNITY? The Compliance Officer Senior - Mortgage is responsible for managing and maintaining assigned areas ... compliance program covering US Mortgage Banking including monitoring business area compliance with applicable laws and...compliance . This role is responsible for directly managing oversight of the US Mortgage Banking division, assisting … more
- Marex (New York, NY)
- …services. For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will provide ... for advising in the individuals within the various Marex Business lines from a Compliance perspective. Marex...Ability to project confidence and professionalism in dealings with senior business personnel. + Ability to make,… more