- WTW (Charlotte, NC)
- **Description** **The Role** We are seeking an organized and detail-oriented Retirement Plan Compliance analyst to join our team. As a compliance analyst you ... and best practices to ensure use of cutting-edge tools and language. ** Compliance :** Ensure all plan documents comply with ERISA regulations and other applicable… more
- TD Bank (Charlotte, NC)
- …10+ years of relevant experience **Preferred Qualifications:** + Consumer compliance experience, regulatory knowledge, audit experience + OCC/FINRA/SEC/CFPB/ FED/ ... trends, identifying issues and opportunities and recommending action to senior management + Acts as a strategic audit advisor...+ Acts as a strategic audit advisor by providing counsel and guidance on audit issues; leads relationships with… more
- Ryder System (Raleigh, NC)
- …including the Process Integrity Program. + Significant interaction with field and senior management, internal legal counsel , safety directors, Sales, Ryder ... + Provides direction on high exposure claims and business process + Routinely updates senior management on trends, compliance issues on specific claims to assist… more
- Sunrise Senior Living (Winston Salem, NC)
- **When you join Sunrise Senior Living, you will be able to use your unique skills to empower residents to live longer, healthier, and happier lives. Not only will ... meaningful ways to serve, grow, and shine together.** **Sunrise Senior Living was again certified as a Great Place...to update resident's Individualized Service Plan (ISP). + Ensure compliance of all federal, state/provincial, and local laws and… more
- Truist (Charlotte, NC)
- …Executive Leadership, the BU CFO organization, other members of the Senior Leadership Team, external auditors, and regulatory agencies. Proactively provide ... counsel to these constituencies to communicate the expected and...strategic plans and decisions. Develop conceptual frameworks to assist senior leaders in understanding the accounting and reporting requirements… more
- Truist (Charlotte, NC)
- …**Effectively communicate with leadership, auditors and regulators** 7. Proactively provide counsel to senior leaders and financial management on complex ... complex accounting and financial reporting issues to the Finance organization and other senior leaders. Following is a summary of the essential functions for this… more
- Electric Power Research Institute (Charlotte, NC)
- …drive innovation in audit processes. The Director will report to the General Counsel and oversee all financial, operational, compliance , and IT audit activities, ... Deep knowledge of financial reporting, operational controls, IT systems, and regulatory compliance . + Proven ability to influence senior stakeholders. +… more
- Truist (Raleigh, NC)
- …risks to BU CRO and/or Business Unit Risk Committee. + Guide risk-taking behavior. Provide counsel and advice to BU and senior BU leaders. + Monitor risk ... Business Unit. Present risk aggregation, key risks and emerging risks to senior Business Unit Leadership. Identify and opine on remediation to address weaknesses… more
- Truist (Charlotte, NC)
- …risks to BU CRO and/or Business Unit Risk Committee. 2. Guide risk-taking behavior. Provide counsel and advice to BU and senior BU leaders. 3. Monitor risk ... Business Unit. Present risk aggregation, key risks and emerging risks to senior Business Unit Leadership. Identify and opine on remediation to address weaknesses… more
- Truist (Charlotte, NC)
- …various regulatory reporting requirements and ensure processes and interpretations are in compliance . * Maintain and review policies and procedures for compliance ... to the Director of Financial Reporting, Deputy Corporate Controller and other senior leaders on regulatory reporting matters. * Lead the development of… more