- Navient (Raleigh, NC)
- …are about our mission, read more below, and let's build something great together! **The Senior Compliance Analyst position will report to the Sr. Compliance ... Manager - Head of 1st Line of Defense Compliance .** **As the Senior Compliance ... compliance guidance throughout content development. + Enhance internal compliance frameworks by contributing to policies,… more
- TD Bank (Charlotte, NC)
- …colleagues dedicated to setting new industry standards. Reporting to the Head of Compliance , Regulatory Inventory and Regulatory Change, the Senior Manager is ... LRR risk) across TD. Reporting to the Head of Compliance , Regulatory Inventory and Regulatory Change, the Senior...+ Professional experience in a governance related field (eg Compliance , Risk Management, AML, Legal, Audit ) _The… more
- Wells Fargo (Charlotte, NC)
- …targeted compliance awareness training. + Collaborate with Legal, Risk, Audit , and other internal stakeholders. + Prepare management-ready reports and ... **About this role:** We are seeking a highly experienced Senior Lead Compliance Officer to support the...including successful completion and clearing of a background check. Internal transfers are subject to compliance with… more
- Vanguard (Charlotte, NC)
- …analysis and recommendations for remediation. Communicates findings to business partners and senior compliance leadership. + Provides compliance guidance and ... We are seeking a seasoned compliance professional to lead monitoring and testing for...a subject matter expert and liaison to regulatory agencies, internal audit , and risk partners. Supports regulatory… more
- Datavant (Raleigh, NC)
- …our processes. **Basic Qualifications:** + Bachelor's Degree. + 5+ years of experience in a compliance , internal audit , or risk role within the healthcare or ... to realize our bold vision for healthcare. **Role Summary:** Datavant is seeking a Senior Compliance Analyst to join our dynamic Enterprise Compliance team.… more
- EverBank (Charlotte, NC)
- …of potential compliance risk and risk mitigation strategies. + Collaborates with internal audit , legal, risk, and business teams to ensure coordinated ... or small unit that includes multiple teams focused on ensuring compliance , while also advising senior management team on compliance risks and driving a… more
- PNC (Charlotte, NC)
- …Detail, Anti-money Laundering/Sanctions Policies and Procedures, Audit And Compliance Function, Auditing, Fraud Management, Internal Controls, Problem ... have an opportunity to contribute to the company's success. As a Compliance Program Specialist Senior within PNC Investments, you will be based in Cleveland, OH.… more
- TD Bank (Charlotte, NC)
- …documentation of policies, procedures and controls, for all department processes. Ensure ongoing compliance with internal / external audit and regulatory ... more specific details for this role. **Line of Business:** Audit **Job Description:** The Senior Auditor is...the audit . + Present objective and independent audit opinion on the adequacy of internal … more
- Wells Fargo (Charlotte, NC)
- …assess key risks and controls + Execute and document work in accordance with Internal Audit policy + Identify and develop compensating controls that mitigate ... **About this role:** Wells Fargo is seeking a Senior Auditor on the Financial Crimes Audit...Document work papers according to the standards of the Internal Audit policy and guidance + Demonstrate… more
- TD Bank (Charlotte, NC)
- …documentation of policies, procedures and controls, for all department processes. Ensure ongoing compliance with internal / external audit and regulatory ... more specific details for this role. **Line of Business:** Audit **Job Description:** The Senior Auditor is...requirements. Provide prompt and comprehensive response to all external audit , regulator and compliance requests and findings.… more