- Neuberger Berman (New York, NY)
- …Founded in 1939, Neuberger Berman is a private, independent, employee-owned investment manager . From offices in 39 cities worldwide, the firm manages $515 billion ... In addition, this role will provide a high level of direct interaction with senior personnel on both the investment and non-investment teams of the firm. The role's… more
- BMO Financial Group (New York, NY)
- …administrative/operational issues. + Understands the complexity of transactions and related risk ( credit , market, operational, legal / compliance , etc.). + Helps ... markets across asset classes including: debt, foreign exchange, interest rate, credit , equity, securitization, and commodities. Provides competitive pricing to all… more
- TD Bank (New York, NY)
- …for the first line of defense in Wealth by partnering with US Wealth Senior Leadership Team, Federated Partners ( Compliance , Legal), and AMCB Consumer Bank teams ... to ensure that all regulatory, compliance , audit, and self-ID findings are remediated and customer...regulatory bodies including FINRA, SEC, OCC + Partners with Senior Executives across Consumer Distribution & AMCB to deliver… more
- SitusAMC (New York, NY)
- …manage the legal, due diligence and closing process for loan originations and other credit investments. The Transaction Manager participates as a key team member ... due diligence and closing process for loan originations and other credit investments. ESSENTIAL JOB FUNCTIONS: **.** **Manage documentation, closing, and syndication… more
- New York State Civil Service (Albany, NY)
- …of the financial services industry, including risk management and compliance requirements.The Department of Financial Services is seeking candidates for ... efforts by sharing findings and insights.* Provides regular updates to senior leadership on emerging risks.Surveillance Technology & Tools Management* Oversees tools… more
- Citigroup (Queens, NY)
- …experience. + Champion risk and control by monitoring day-to-day operations, ensuring compliance with policies, supporting the Branch Manager + Exhibits strong ... changes, replacement card orders, disputes, etc.) and sales (including opening accounts, credit cards, etc.) but also leads, coaches, and mentors team members. The… more
- New York State Civil Service (New York, NY)
- …not be limited to:* Supervising in house functions related to monitoring compliance with applicable laws and regulations as well as licensing requirements, financial ... assessment related delinquencies, applications for additional authority, line of credit providers and facilitating enforcement functions. * Overseeing the day-to-day… more
- Shinda Management Corporation (Queens Village, NY)
- …area. Our property management portfolio consists of rental housing for family and senior residents, developments funded by the low-income housing tax credit ... the time frame given by the city. + Ensures compliance for all property preservation/code-related violation issues so as...department, which will be reviewed by the Human Resource Manager . You may be required to substantiate their request… more
- Citigroup (New York, NY)
- The Applications Development Senior Group Manager is a senior management level position responsible for accomplishing results through the management of a ... alignment to business structures + Prepare and present regular team/project reviews to senior management and business leaders + Drive the design and development of… more
- Bank of America (New York, NY)
- …(EWI); up-front engagement of Liquidity Risk & LOB team and approval via senior executives and broker-dealer Board of Directors, as appropriate. Monitor and notify ... and Financing businesses and any concerns are appropriately escalated to senior management. Perform independent analysis to generate an independent viewpoint and… more